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FDA Concerns & Clinical Benefits of TransMedics' OCS Liver System, Exams of Pathology

TransMedics' response to concerns raised by the FDA during the PROTECT trial of their OCS Liver System. The trial aimed to compare the safety and effectiveness of the OCS Liver System versus cold storage for preserving and assessing donor livers, focusing on various aspects such as assessment capabilities, missing data, statistical issues, randomization process, and device malfunctions. The document also highlights the clinical benefits of the OCS Liver System, including increased DCD donor liver utilization and improved post-transplant clinical outcomes.

What you will learn

  • How did the randomization process in the PROTECT trial impact the trial results?
  • What were the clinical benefits of increased DCD donor liver utilization in the PROTECT trial?
  • What were the key concerns raised by the FDA during the PROTECT trial of TransMedics' OCS Liver System?
  • What statistical issues were addressed in the PROTECT trial of the OCS Liver System?
  • How did the OCS Liver System's assessment capabilities impact liver transplantation?

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2021/2022

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CONFIDENTIAL Page 1 of 121
TransMedics® Organ Care System™ (OCS™) Liver System
Sponsor Executive Summary
Gastroenterology and Urology Devices Advisory Panel
July 14, 2021
Sponsor and Prepared by:
TransMedics, Inc.
200 Minuteman Road, Suite 302
Andover, MA 01810
Advisory Committee Briefing Materials:
Available for Public Release
(b)(4)
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CONFIDENTIAL Page 1 of 121

TransMedics® Organ Care System™ (OCS™) Liver System

Sponsor Executive Summary

Gastroenterology and Urology Devices Advisory Panel

July 14, 2021

Sponsor and Prepared by:

TransMedics, Inc.

200 Minuteman Road, Suite 302

Andover, MA 01810

Advisory Committee Briefing Materials: Available for Public Release

(b)(4)

TABLE OF CONTENTS

CONFIDENTIAL Page 4 of 121

1. OVERVIEW OF CLINICAL EVIDENCE SUPPORTING THE OCS LIVER

SYSTEM

1.1. Introduction

This document is intended to present to the Advisory Panel the following information:

▪ All clinical and scientific evidence supporting the approval of OCS Liver System PMA for the proposed indications below;

▪ TransMedics’ response to FDA’s key questions highlighted in the FDA Panel Executive Summary; and

▪ The scientific and clinical rationale behind TransMedics’ position, if different from the FDA’s.

Section 1 of this document is designed to provide the high-level summary of all the clinical

evidence and associated conclusions in support of the approval of this PMA for the OCS Liver

System. The primary data set supporting this PMA is the PROTECT trial, a randomized,

controlled, multicenter U.S. clinical trial comparing post-transplant outcomes for recipients of

donor livers preserved and assessed on the OCS Liver System to those of recipients of donor

livers preserved on standard of care ischemic cold storage. The primary and secondary

effectiveness endpoints were met, and the OCS Liver System demonstrated superiority to the

cold storage control in the reduction of Early Allograft Dysfunction (EAD). In addition, the use

of the OCS Liver System was associated with a clinically significant reduction of ischemic biliary

complications at 6 and 12 months. The safety endpoint was also met, and there were no safety

concerns identified for the OCS Liver System.

This Overview also outlines TransMedics’ position on the key areas of concerns raised by FDA in

their panel material, which focused on:

▪ The OCS Liver System’s assessment capabilities;

▪ Perceived missing data (from recipient screen failures) and appropriateness of an ITT analysis;

▪ Statistical issues including multiplicity adjustment;

▪ PROTECT trial randomization process and its potential impact on the trial results;

▪ The occurrence of 3 DCD liver allograft turndowns after OCS Liver assessment, and whether they pose a potential risk to the intended recipient;

▪ The definition of EAD and the clinical value of the significant reduction of EAD in the OCS arm that was demonstrated in the PROTECT Trial;

▪ The 3 device malfunctions that were reported and whether they pose a potential risk to the intended recipients;

▪ Clinical outcomes of the DCD liver subgroup in the PROTECT trial;

▪ Overall clinical benefit and value of the OCS Liver System

CONFIDENTIAL Page 5 of 121

1.2. Proposed Indications for Use for the OCS Liver System

In this PMA, TransMedics is seeking approval for the following indications for use for the OCS

Liver System:

The TransMedics® Organ Care System (OCS™) Liver is a portable extracorporeal liver perfusion and monitoring system indicated for the resuscitation, preservation, and assessment of liver allografts from donors after brain death (DBD) or liver allografts from donors after circulatory death (DCD) ≤55 years old in a near-physiologic, normothermic and functioning state intended for a potential transplant recipient.

1.3. Clinical Background

Today, liver transplantation is universally accepted as the only curative treatment option for

end-stage liver disease secondary to acute fulminant hepatic failure, several forms of liver

cancers, and metabolic disorders. Today, there are several clinical challenges facing liver

transplant therapy:

Shortage of donor liver allografts - The availability of donor liver allografts has not kept pace with the demand^1. The utilization of available DBD donor livers and the utilization of DCD donor livers are severely restricted by the limitations of cold ischemic storage of donor livers;

High waiting list mortality of end-stage liver patients awaiting liver transplantation due to the shortage of supply of suitable donor livers for transplantation. The 2019 SRTR/OPTN Annual Report shows 35% mortality of the liver transplant waiting list in the US. (Figure 1 below).

Figure 1 : Three-year outcomes on Waiting List for Liver Transplantation

High post-transplant complications in the form of Early Allograft Dysfunction (EAD) and Ischemic Biliary Complications (IBC) – Both are associated with short- and long- term graft failure and increased morbidity (Olthoff, et al., 2010; Hudcova, et al., 2017);

(^1) This background and summary are focused on organs from deceased donors, which make up the majority of liver transplants

today, and are appropriate for use of the OCS Liver System. The number of living donor transplants is relatively small: UNOS reported 8,415 deceased donor liver transplants for 2020, and 491 living donor liver transplants during this same year.

Transplanted ( 56 %) Waiting ( 9 %)

Died or Removed from Waiting List ( 35 %)

SRTR/OPTN Annual Report, 2019

CONFIDENTIAL Page 7 of 121

The OCS Liver System was developed to enable the following clinical advantages to liver transplantation:

  • Reduction of ischemia and reperfusion injuries on the donor livers during preservation, leading to improvement in post-transplant clinical outcomes and the potential elimination of the significant logistical and geographical barriers to liver transplantation that currently exist with cold storage preservation.
  • Resuscitation of donor livers ex-vivo from the challenging environment of DBD or DCD organ donation by optimizing oxygen, substrates, hormones, and pharmacological substances to maximize the opportunity of utilizing donor livers for transplants.
  • Ex-vivo assessment of donor liver metabolic and functional state including standard liver enzyme tests, bile production, lactate metabolism, as well as hemodynamics. These assessments provide prospective objective clinical data points to enable the transplanting surgeons to gain more confidence on the suitability of the donor liver for transplantation. Importantly, they minimize the risk of transplanting questionable donor livers into recipients. This assessment capability is paramount for DCD donor livers which have been subjected to a period of warm ischemic damage prior to procurement.

1.4. OCS Liver Assessment Capabilities

The FDA raised a concern about OCS Liver’s assessment capabilities and whether the parameters are validated to assess donor liver function. First, TransMedics would like to clarify that the OCS perfusion chemistry levels are the same clinically validated tests used in everyday assessment of liver function both in the donor and in recipients post-transplant. Specifically, OCS livers were assessed using liver enzymes (AST and ALT) and lactate levels as well as bile production. Bile production is the hallmark of liver excretory function in humans. None of these tests are novel, nor were they used differently than their common use in clinical practice for several decades. Simply stated, the OCS Liver System provides the organ with a near- physiologic ex vivo environment that enables further assessment and monitoring of the organ by the same evaluations and assessment methods as clinicians currently use in the donor and recipient in vivo environments.

Second, we would like to point out that TransMedics provided the FDA with extensive animal testing results during the IDE review process that validated the relevance of these lab values, and we correlated them with liver histology. Figure 3 below shows the lactate and AST levels during OCS perfusion in animal experiments during 12 hours of perfusion on the OCS. The lactate levels were very consistent with AST levels and followed the same trend. In addition, we assessed these same parameters (AST and lactate) in simulated transplant studies in the swine model and the same trend was seen (see Figure 4 below). Both of these studies included extensive pathological assessment by a blinded liver transplant pathology core laboratory at

. These studies demonstrated that these biochemical markers correlated with normal well-preserved hepatocyte and biliary structure pathology compared to elevated levels seen in the Control arm, which was associated with severe histopathological injury to the swine livers’ hepatocytes and biliary tree. The preclinical animal studies are summarized in Appendix 2 of this document.

(b) (6)

CONFIDENTIAL Page 10 of 121

  • Extent of reperfusion syndrome as assessed based on the rate of decrease of lactate
  • Pathology sample score for liver tissue samples.
  • Length of initial post-transplant ICU stay
  • Length of initial post-transplant hospital stay

1.5.4. Safety Endpoint

The safety endpoint is the incidence of liver graft-related serious adverse events (LGRSAEs) in

the first 30 days post liver transplantation, which are defined as:

  • Primary non-function (defined as irreversible graft dysfunction, requiring emergency liver re-transplantation or death within the first 10 days, in the absence of immunologic or surgical causes);
  • Ischemic biliary complications (ischemic biliary strictures, and non-anastomotic bile duct leaks);
  • Vascular complications (liver graft-related coagulopathy, hepatic artery stenosis, hepatic artery thrombosis, and portal vein thrombosis); or
  • Liver allograft infections (such as liver abscess, cholangitis, etc.).

Safety events for all patients were adjudicated by the CEC.

1.5.5. Analysis Populations

Per Protocol (PP) population: This was pre-specified as the primary analysis population. It

consists of all randomized patients who were transplanted and had no major protocol

violations, and for whom the donor liver received the complete preservation procedure as per

the randomization assignment. In the PP analyses, patients were analyzed in the groups to

which they were randomized. The primary analysis of the primary and secondary effectiveness

endpoints, and of other endpoints, are based on the PP population.

The As Treated (AT) population: It consists of all treated patients, i.e., all patients who were

transplanted in the trial with a donor liver preserved with either OCS or Control. In analyses

based on this population, patients were analyzed as treated. Analyses of safety endpoints are

performed based on the AT population.

The Modified Intent-to-Treat (mITT) population: It consists of all randomized patients who

were transplanted in the trial. In the mITT Population, patients were analyzed as randomized.

The mITT analyses are the secondary analyses of effectiveness.

Given the complexities of donor organ procurement for transplantation, and different logistical

and clinical reasons that a donor organ may not be accepted for transplantation or eligibility, a

traditional intent-to-treat analysis has never been used for designing any of TransMedics-

designed randomized controlled organ preservation studies for the reasons outlined in the box

below.

CONFIDENTIAL Page 13 of 121

and eligibility of the donor for the trial based solely on the preliminary clinical information provided. This screening was done without any randomization assignment.

  • If, based on the available clinical information, the donor liver appeared to meet clinical acceptance and also appeared to meet eligibility for the trial, the randomization process took place to assign the liver to preservation by either OCS or Control.
  • The procurement team traveled to the donor site with the randomized preservation method for final physical examination of the donor liver for potential procurement.
  • After physical examination of the liver in the donor abdomen, there were 3 possible scenarios:

− Donor liver found to be acceptable for transplant and meets trial eligibility criteria – these donor livers were procured, preserved using the randomized method and transplanted into a recipient in the PROTECT trial;

− Donor liver found to be acceptable for transplant, however, it did not meet the PROTECT eligibility criteria (e.g. presence of accessory vessels, etc.) or a logistical issue was encountered (e.g. donor family withdrew consent for research, etc.) - these livers were preserved using ischemic cold storage and were transplanted off-trial. The recipients of these donor livers were withdrawn from the PROTECT trial.

− Donor liver found to be not acceptable for transplantation (dry run) or the donor liver was turned down based on OCS Liver assessment parameters (turned down). The potential recipients for these donor livers in this category were returned back to the consented pool to be re-randomized if and when another donor liver was offered for them. This step was pre-specified in the PROTECT trial protocol to minimize any potential clinical bias of knowing the randomization assignment for a potential subsequent donor offer.

CONFIDENTIAL Page 19 of 121

of the OCS Liver System significantly reduced the total cold ischemic time on the liver allografts

by limiting the ischemic times to 2 obligatory time periods:

  • Pre-OCS Ischemic Time : This is the time needed to surgically remove the donor liver from the body of the donor, perform the back table surgical preparation and instrument it on the OCS Liver System. The OCS instrumentation takes ~10-15 mins;
  • Post-OCS Ischemic Time : this is the time needed to surgically reimplant the liver allograft into the recipient.

Otherwise, throughout the OCS perfusion, the conditions for the donor liver allograft were not

ischemic given that it was perfused on OCS with warm, oxygenated blood perfusate until it was

ready to be transplanted.

On the other hand, Control liver allografts were ischemic from the time they were procured

from the donor body until they were implanted into the recipient. Figure 9 below

demonstrates these critical time windows.

Figure 9 : Overall Out of Body Times in PROTECT Trial

Based on the above unique characteristics of the OCS, the injurious total ischemic time was

significantly reduced on the OCS Liver System compared to Control, despite the OCS having

significantly longer total cross-clamp (out of body) time (Figure 10 below).

0 50 100 150 200 250 300 350 400 450 500

Control (n= 146 )

OCS (n= 152 ) 108 minutes Pre-OCS Ischemic Time (Procurement)

280 minutes OCS Oxygenated Blood Perfusion Time (Resuscitation, Preservation & Assessment)

339 minutes Total Ischemic and Cross-Clamp Time (Procurement, Preservation and Implantation)

67 minutes Post-OCS Ischemic Time (Implantation)

Time (minutes)

CONFIDENTIAL Page 20 of 121

Figure 10 : Total Ischemic and Cross-Clamp (Out of Body) Times in PROTECT Trial (mITT Population)

1.6.4.1. Donor Liver Clinical Turndown After Assessment on OCS Liver System

Given that the OCS Liver System enabled assessment of the donor livers ex-vivo, there were 3

DCD donor livers that were preserved and assessed on the OCS Liver System and were clinically

turned down for transplantation due to rising lactate while being perfused on OCS Liver System

in 2 cases and due to pre-retrieval pathology results in the third case. These 3 cases are

described below:

  • Patient 1 : was randomized to OCS. The donor liver was perfused on the OCS for 1 hour and 42 minutes and was not accepted for transplantation due to the clinical decision by the accepting transplant surgeon due to pre-retrieval pathology results of widespread bridging fibrosis of the donor liver that was also confirmed by the accepting center’s pathologist. The intended recipient remained in the study and was later transplanted with a liver preserved on OCS and is included in the PROTECT trial. The patient did not experience EAD and was alive at Day 366 with no graft failure.
  • Patient 2 : was randomized to OCS. The donor liver was perfused on the OCS for 2 hours and 46 minutes and was not utilized due to rising lactate levels while on OCS despite multiple attempts to maximize OCS Liver perfusion parameters. The starting lactate of 10.08 mmol/L and ending lactate of 10.98 mmol/L (See Figure 11 below). The core pathology lab examination revealed widespread hepatocyte cytoaggregation combined with early hepatocyte necrosis. The intended recipient remained in the study on the waiting list waiting for an organ match until PROTECT enrollment completion and was not transplanted in the study.
  • Patient 3 : was randomized to OCS. The donor liver was perfused on the OCS for 2 hours and 38 minutes and was not utilized due to rising lactate levels despite multiple attempts to maximize OCS Liver perfusion parameters. The starting lactate of 9.19 mmol/L and ending lactate of 10.25 mmol/L (See Figure 11 below). The core pathology lab examination revealed significant widespread hepatocyte cytoaggregation combined with early hepatocyte necrosis. The intended recipient remained in the study and was later re-randomized and transplanted in the

Hours [95% CI]

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4

5

6

7

8

Cross-Clamp Time

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1

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Ischemic Time p < 0.

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