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Frequently, the surgeons will order an antibiotic the patient is allergic to according to the safety checklist. When the patient is out of surgery, nurses have ...
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safety tools that warns you whenever your patients are in danger. That would be powerful, life-saving information, right? But what if nobody listened to you or heeded your warnings? This kind of breakdown is happening in hospitals every day. The quote below is one of 681 collected in the course of this research. “I think nearly every day we are faced with the hand-off allergy list. Frequently, the surgeons will order an antibiotic the patient is allergic to according to the safety checklist. When the patient is out of surgery, nurses have to call the surgeon, the anesthesiologist, and sometimes even the pharmacist before someone listens. Sometimes, we go ahead and give the drugs anyway, but when you really listen to the patient’s story, sometimes that is not the right thing to do.” Poor communication is deadly, especially in critical care settings^1 ,^2. When communication breaks down in intensive care units (ICU) and operating rooms, the result is catastrophic harm^3 ,^4 ,^5 ,^6 and even death^7 ,^8. The study examines an especially dangerous kind of communication breakdown: risks that are known but not discussed, or “undiscussables.” It builds on findings from research conducted in 2005 by the American Association of Critical-Care Nurses (AACN) and VitalSmarts^9 as documented in the research Silence Kills: The Seven Crucial Conversations for Healthcare. Silence Kills was conducted immediately before AACN’s national standards for healthy work environments were released^10. It identified seven concerns that often go undiscussed and contribute to avoidable medical errors. It linked the ability of health professionals to discuss emotionally and politically risky topics in a healthcare setting to key results like patient safety, quality of care, and nursing turnover, among others. The Silent Treatment shows how nurses’ failure to speak up when risks are known undermines the effectiveness of current safety tools. It then focuses on three specific concerns that often result in a decision to not speak up: dangerous shortcuts, incompetence, and disrespect. The Silent Treatment tracks the frequency and impact of these communication breakdowns, then uses a blend of quantitative and qualitative data to determine actions that individuals and organizations can take to resolve avoidable breakdowns.
When communication breaks down, it breaks down in two very different ways. Business theorist, Chris Argyris ,groups these breakdowns into two categories: honest mistakes and undisscussables^11. Each category has a different cause, produces a different range of outcomes, and requires different solutions. Honest mistakes include accidental or unintentional slips and errors—for example: poor handwriting, confusing labels, difficult accents, competing tasks, language barriers, distractions, etc. Somehow, the baton is dropped during handoffs between shifts, departments, specialties, or caregivers. Psychologist, James Reason, describes these honest mistakes as the human equivalent of gravity^12 — they are inevitable. So they must be guarded against. When healthcare organizations invest in improving communication, they usually focus on reducing these
Why Safety Tools and Checklists Aren’t Enough to Save Lives
honest mistakes. They implement handoff protocols, checklists, computerized order entry systems, automated medication dispensing systems, and other similar solutions all aimed at doing away with these unintentional slips and errors. These improvements are absolutely essential but they fail to address the second category of breakdowns, the undiscussables. When people know of risks and do not speak up, the breakdown feels more intentional. Someone knows, or strongly suspects, that something is wrong, but chooses to ignore or avoid it. He or she may attempt to speak up but quits when faced with resistance. It’s not a slip or error; it’s a calculated decision to avoid or back down from the conversation. Information-based solutions like protocols, checklists, and systems don’t do much to solve the breakdowns in this second category. The literature on organizational silence^13 ,^14 suggests that solving undiscussables will require deeper changes to cultural practices, social norms, and personal skills. The Silent Treatment examines these calculated decisions to not speak up. It tracks how risks that are known but not discussed undermine many current safety tools. It documents the frequency and impacts of these discussions, and shows how individuals and organizations can make undiscussables discussable.
Two survey instruments were employed: a Story Collector and a Traditional Survey. The Story Collector generated rich, qualitative data; the Traditional Survey produced purely quantitative data. Convenience sampling was used for both instruments. Members of the AACN and the Association of periOperative Registered Nurses (AORN) were invited via e-mail to participate in the study. The e-mail invitation included an online link that assigned respondents to one of the two instruments. The Story Collector was completed by 2,383 registered nurses, of whom 169 were managers; The Traditional Survey was completed by 4,235 nurses, of whom 832 were managers. Story Collector: This survey instrument asked respondents to share actual incidents—stories that described times when they were personally unable to speak up or get others to listen. The data obtained through the Story Collector is similar to what researchers otherwise might gather from interviews, but with several differences. First, the Story Collector methodology can reach more people than interviews allow. Second, Story Collector questions are standardized and presented in writing, so interviewer bias is eliminated. Third, respondents write their own responses, so transcription errors are eliminated. Fourth, people generally do not share more than a couple stories in writing—fewer than what a researcher might generate from an interview, so less data is collected from each respondent. Traditional Survey: This survey instrument was a more traditional Likert-scale questionnaire. It collected quantitative data related to three concerns: dangerous shortcuts, incompetence, and disrespect. Respondents were asked how often they face these concerns within their immediate work group, how they handle these concerns, and how these concerns have impacted patients on their units. In addition, the instrument included questions that explored personal, social, and structural sources that could influence how dangerous shortcuts, incompetence, and disrespect are handled.
The Story Collector listed four survey safety tools that are intended to prevent unintentional slips and errors (Universal protocol checklist^15 , WHO checklist^16 , SBAR handoff protocol^17 , and drug- interaction warning systems). The respondents (nurses) were then asked how often they had been in situations where one of these tools worked—where it warned them of a problem that otherwise might have been missed and harmed a patient. As noted in the chart below, 85 percent (2,020) of the nurses said they had been in this situation at least once, and 29 percent (693) said they were in this situation at least a few times a month. These results strongly confirm that safety tools work. Operating rooms and ICUs are fast paced, complex, and full of disruptions. Checklists, protocols, and warning systems are an essential guard against unintentional slips and errors. However, the Story Collector data documented that the effectiveness of these safety tools is being undercut by undiscussables: 58 percent (1,403) of the nurses said they had been in situations where it was either unsafe to speak up or they were unable to get others to listen. And 17 percent (409) said they were in this situation at least a few times a month.
The 2010 study examines three of the seven concerns found in the 2005 study, using the same Likert-scale survey items. These three concerns—dangerous shortcuts, incompetence, and disrespect— are not necessarily prompted by any of the safety tools examined with the Story Collector. Instead, they tend to emerge over time, as people observe each other on the job. Findings from non- supervisory nurses who completed the current study’s Traditional Survey are summarized below: 1 Concerns about dangerous shortcuts. a. Shortcuts are common.
conversations include: broken rules (including dangerous shortcuts), mistakes, lack of support, incompetence, poor teamwork, disrespect, and micromanagement. The study showed that a majority of healthcare workers regularly see colleagues take dangerous shortcuts, make mistakes, fail to offer support, or appear critically
The data presents a convincing case. Organizational silence leads to communication breakdowns that harm patients.
The responses from the 832 nurse managers who completed the Traditional Survey were reviewed separately from the non- supervisory nurses. A surprising finding was that managers do not appear to be a reliable path for resolving concerns about dangerous shortcuts, incompetence, or disrespect. Only 41 percent of the nurse managers reported that they had spoken up to the person whose dangerous shortcuts create the most danger for patients. Equally troubling is that only 28 percent had spoken up to the person whose missing competencies create the most danger for patients, and only 35 percent had spoken up to the person whose disrespect has the greatest negative impact. The data above comes from the nurse managers, themselves. They admit their failure to address these important patient safety issues. The Story Collector data provides dramatic confirmation from the subordinate’s perspective.
In general, the results from The Silent Treatment 2010 study are in line with the Silence Kills 2005 data. But there are a few differences that need to be explained. More of the nurses in the 2010 study have concerns about dangerous shortcuts, incompetence, and disrespect; more have seen patients harmed; and more speak up about their concerns. The authors of the 2010 study believe these differences likely stem primarily from the differences in the two samples. The nurses in the 2010 study were more likely to come from settings where the job demands and patient acuity are higher: 87 percent work in an operating room, recovery room, ICU, cardiology unit, emergency department, or progressive care unit. The nurses in the 2005 study were randomly selected from 13 participating hospitals, and were more likely to work in medical-surgical units.
is worth the risk to speak up when patient and nurse safety [are] at risk.” 3 They explained their positive intent—how they wanted to help the caregiver as well as the patient.
multiple surgeons attending this patient had not had any direct communication with one another—just paper consults... The VP of Medical Staff... was very helpful
... I also received support from the Chief of Surgery. I felt very supported by the Chief Nurse Executive in helping me go up the chain of the medical staff.”
Undiscussables represent an entrenched organizational problem. As such, they will require a multifaceted solution^21 ,^22. A helpful way to think about this multifaceted solution is to use six sources of behavioral influence^23 as summarized below: Source 1—Personal Motivation. If it were up to them, would the nurses want to speak up? Does it feel like a moral obligation or an unpleasant annoyance to them? Source 2—Personal Ability. Do the nurses have the knowledge and skills they need to handle the toughest challenges of speaking up? Source 3—Social Motivation. Are the people around them (physicians, managers, and co-workers) encouraging them to speak up when they have concerns? Are the people they respect modeling speaking up? Source 4—Social Ability. Do others step in to help them when they try to speak up? Do others support them afterward so the risk doesn’t turn against them? Do those around them offer coaching and advice for handling the conversation in an effective way? Source 5—Structural Motivation. Does the organization reward people who speak up or does it punish them? Is speaking up included in performance reviews? Are managers held accountable for influencing these behaviors? Source 6—Structural Ability. Does the organization establish times, places, and tools that make it easy to speak up—for example, surgical pauses, SBAR handoffs, etc.? Are there times and places when caregivers are encouraged to speak up? Does the organization measure the frequency with which people are holding or not holding these conversations—and use these measures to keep management focused on this aspect of patient safety? Organizations must overwhelm the problem of organizational silence. This requires deploying multiple sources of influence—all aimed at motivating and enabling people to speak up. Research shows that combining four or more of sources of influence can increase success by as much as ten times^24. The Traditional Survey that was used for The Silent Treatment study included a series of questions that measured how many of these six
The results presented in The Silent Treatment point the way toward positive change. When healthcare organizations tackle the silence using a combination of sources of influence, they achieve substantial improvements. Below are recommendations for how healthcare organizations can use this multifaceted approach to create a safety culture where people speak up effectively when they have concerns. 1 Establish a Design Team. Enlist a small team that includes senior leaders, managers in the targeted areas, and opinion leaders among physicians, nurses, and other caregivers. This design team works with all caregivers to identify crucial moments, vital behaviors, and strategies within each of the six sources of influence described below. The design team then provides a few initial strategies within each of the six sources and helps teams in patient care areas select, modify, and create additional strategies. 2 Identify Crucial Moments. There is a handful of perfect- storm moments when circumstances, people, and activities combine to put safety protocols at risk. The design team needs to identify and spotlight these crucial moments so that people will recognize when they are in them. An example of one of these crucial moments is when the surgery schedule is pushed into the evening, and people are in a rush. 3 Define Vital Behaviors. People need to know what to say and do when they find themselves in these crucial moments. These are the vital behaviors that keep patients safe. Examples of vital behaviors used at Spectrum Health include:
percent accountability. The mistake organizations make is to forget that rewards and punishments matter. Effective organizations build incentives into performance reviews, promotions, pay, and perks— and they don’t shy away from using punishments when necessary. Examples include:
The Silent Treatment details the success and limitations of current safety tools. Most of these tools work by warning caregivers of potential problems. But warnings only create safety when the caregiver who is warned is able to speak up and get others to act. The data in this study reveals that caregivers, including nurse managers, are often unable to accomplish this level of candor. As a result, they either clam up or blow up. They fail to have an influence; and patients are harmed. This inability to influence extends beyond safety tools. Caregivers are often unable to speak up and resolve their concerns about dangerous shortcuts, incompetence, and disrespect. More than four out of five nurses in this study have these concerns, more than one in four have seen either shortcuts or incompetence lead to patient harm, and more than half say disrespect from others has undermined their ability to take action. Yet less than a third of these nurses spoke up in an effective way about their concerns. The stories nurses tell about trying to speak up reveal the variety of challenges they face. Three quarters involved confronting physicians, two thirds involved standing up to a group, and half involved disrespect, threats, and anger. Focusing on the exceptional nurses who do speak up highlights some key skills they employ. They begin by explaining their positive intent; use facts and data as much as possible; make it safe for the other person; avoid negative stories and accusations; and deflect anger and emotion. If every caregiver has these skills, it will go a long way toward resolving the problem of organizational silence. There is cause for optimism at the organization level. Nurses today are voicing their concerns nearly three times more often than they did just five years ago. This improvement suggests that speaking up is becoming easier and more accepted within healthcare organizations. Key programs such as the Magnet Recognition Program and AACN’s Beacon Award for Excellence have contributed to this progress, most likely because they demand that organizations take a multifaceted approach to improving care. AORN also provides powerful tools— one focused on Just Cultures and another on Human Factors—that can help organizations create a culture of safety. This research shows that explicitly multifaceted approaches, such as the six sources of influence, are the most predictive of success. There were strong negative correlations between how many of the six sources of influence were employed and the incidence and harm of the three concerns. This means that combining multiple sources of influence all aimed at improving people’s ability to speak up is associated with fewer dangerous shortcuts, incompetence, and disrespect, as well as with lower levels of the harm they produce.