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The ethical complexities of literary representations of trauma, focusing on the representation of rape, genocide, and torture. The author argues that the discomfort felt by readers when encountering such representations mirrors the experience of firsthand victims, creating a link between the reader and the victim through empathy and understanding. The document also discusses the challenges authors face when representing trauma and the importance of empathy in ethical representation.
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Abstract The author of this piece examines the complex ethical considerations inherent in literary representations of trauma. The act of discussing atrocities and the trauma that they cause has faced criticism due to the psychological pain that victims often feel when exposed to such material. However, the author claims that literary works that give voice to atrocities such as rape, genocide, and torture are intended for a very different target audience: those who have not endured these experiences themselves. In effect, this piece argues that the textual representation of trauma is necessary because it creates in its readers a feeling of discomfort that mimics the response of firsthand victims. Through this approach -‐ which is defined in literary criticism as “crossing the line” -‐ the author addresses aspects of the topic such as the victim’s memory, the role of the witness, and the limits of representation. The body of the piece explores through close-‐reading how Art Spiegelman’s Maus , J.M. Coetzee’s Disgrace and Waiting for the Barbarians, Ernest Hemingway’s short story “Like Water for Elephants,” and the Immortal Technique song “Dance with the Devil” achieve this balance of ethicality and discomfort in portraying incidents believed by some to be “unspeakable.”
Difficult topics in literature–rape, torture, and genocide–are often surrounded by ethical criticisms. The ethics of representing traumas in literature is a field replete with opposing views, and many authors have reservations about writing acts of trauma because of the effect it can have on those who have been traumatized. As literary critic Cathy Caruth writes about this ethical dilemma: “the unremitting problem of how not to betray the past ” (Caruth’s italics, 27). In this essay I will discuss the various methods of representing trauma so as not to fall into the cliché–as Coetzee puts it–of “spy fiction” (Coetzee, “Chamber” 362). I will also address the crucial role of the reader, as the author’s target audience should dictate the depth of the trauma being described. Lastly I will prove that no matter the trauma, literature must represent these times when humanity is at its lowest. Although novels like Disgrace may be difficult to read for victims of rape, it is imperative to acknowledge its message is meant specifically for the person who does not understand it. This tactic to which critics refer as “Crossing the line” is necessary and integral to the ethics of representation, as the author’s goal should be to u s e t h e s e n s i t i v e s u b j e c t i n a w a y t h a t discomforts the reader. Given this standard, I will study various authors’ methods of how they cross the line in a way that nevertheless ethically represents their trauma to the target audience. There are four parts to this thesis, which will outline and define ethical representation
even if it were possible to show one without the other it would be an inaccurate version of the past, as the aim of representation is accuracy and depicting Nazis is thus a necessary evil in representing history. Adorno warns against reification within such a complex topic like the Holocaust, yet this does not signify it is hopeless to attempt. On the contrary, it is imperative to represent these topics, particularly in literature and media. The human experience is unique in that we commit atrocities against each other unlike any other animal species on Earth. Speaking of the Holocaust does mean speaking of Nazism, and humanity must remember this stain on human history to prevent similar atrocities from happening in the future. This is something that has been happening since civilization began and covering it up, misrepresenting it, only further perpetuates the arrogance that humanity is above committing these traumas. The purpose of texts is to illuminate readers about the human experience, and as trauma is no different, its representation must also catalogue all perspectives, not just the victim’s. An obstacle many authors face when writing about trauma is offending victims. This could be due to how the victims remember their own trauma, or simply because it is a memory they do not wish to go through again. Even those who know victims of trauma may feel representations are insensitive to those who have been through them. Spiegelman struggles visibly with this, when Vladek tells Art, “No one wants to hear such stories” ( Maus I 12). Vladek knows that his story is not one people read for comfort or pleasure, and it is apparent that Vladek literally runs out of energy remembering his past. After describing a mass transportation of around 100,000 Jews (including himself and his wife Anja) to Auschwitz, he looks sad and dejected: ( Maus I , 151).
Here we see Vladek, head in hand, visibly exhausted from retelling his past. His physical exercise on the stationary bike parallels the emotional toll of the victim reliving his own trauma through the act of retelling. Similarly, Vladek becomes upset and distant from his son upon reading his comic “Prisoner on the Hell Planet” because it forces him to recall his wife’s suicide. This is worsened by having to read it through the lens of his son and relive his trauma through another’s eyes. The act of re-‐experiencing trauma is difficult, and consequentially requires meticulous examination within the ethics of representation. In the creation of this book, Vladek and Artie consequently make a sacrifice together to relive their trauma and represent it to the world. There are several methods of ethical representation considering traumatic experiences. First person narratives such as Maus are ideal because they do not attempt to give a full description of an over-‐arching traumatic event like the Holocaust. This narrow focus allows the intended audience to put themselves into the mind of a single character, so they do not simply learn about the trauma, but experience it. However, ultimately it is difficult for the victim’s desire to relieve himself of traumatic memories to coexist with accurately educating the reader of the trauma. Maus addresses this issue as well, when Artie asks his father if he saved any of the letters of correspondence between himself and holocaust victims: ( Maus II 98). Here we see the Holocaust survivor attempting to distance himself from trauma through destroying evidence that it even occurred. The dichotomy
desire to be tortured himself and thus understand torture. It is only once the Magistrate is tortured that he truly understands the experience. He says of his “fellow-‐creatures”: they have “no recourse but to turn their backs to the wind and endure” (177). This alludes to the role empathy plays in ethical representation of trauma. While there is no way to wholly represent trauma, even placing someone in the role of the victim is important, and it creates a link between the reader and the victim through empathetic response and understanding, instead of guilt and anger. As the reader only sees the story through the lens of the Magistrate, his trauma is ours, and through that we understand a little of what he went through. Trauma representation seeks to place the intended audience into a position to empathize and understand difficult topics, and the Magistrate’s own struggle to understand trauma echoes humanity’s trouble solving the same problem. Disgrace , also by Coetzee, reveals the ethics of traumatizing the reader through David Lurie’s attempt at understanding Lucy’s rape. Lucy Lurie owns a small patch of farmland east of Cape Town in South Africa, and shortly after the end of Apartheid, her father David comes to live with her. When Coetzee describes how three men rob their house and rape Lucy, he never fully places the reader into the position of the victim. Similarly, only once does Lucy attempt to describe the rape to David: “ ‘It was so personal…the rest was…expected.’ (157). Lurie’s position as the bystander to the rape can be related to the reader, since neither one can help the trauma victim through any other method besides empathy and understanding. Coetzee emphasizes the impotence of the bystander when he has David unsuccessfully and repeatedly ask Lucy to move away from her native South Africa, as well as asking Lucy to get an abortion (197). David begins to understand the process of empathizing with trauma when he asks himself if he “has it in him to be the woman” (160). He admits that to empathize he must try to imagine what it was like for Lucy, which outlines the problem that crossing gender lines poses as men try to understand trauma. Putting the reader in David’s shoes leads to this conclusion for us as well, even though David is unable to actually place himself in this position. His desire to stay near Lucy and help her through this time, on her terms, does show that he is willing to empathize with her situation and her desire to stay on the farm, even though he does not fully understand it. The notion that we may not comprehend trauma, like David’s
inability to understand Lucy’s, does not mean that as authors and readers we should ignore the problem of its representation. Instead it is best to try to empathize, even if anger and vengeance are easier to represent and feel. Although Disgrace tackles questions of ethical representation, Coetzee complicates simple readings of trauma by setting the novel in post-‐ Apartheid South Africa. The easiest thing for Lucy to do would be to leave, to give up the farm and live in a new place, away from the men who raped her, like her father suggests throughout the novel. David notes to himself, “Lucy’s future, his future, the future of the land as a whole–it is all a matter of indifference,” but as much as South Africa is the home of the rapists, it is also her home, and the new South Africa combines both the native African and the European descendants of settlers (Coetzee, Disgrace 107). David, however is a member of the old South Africa, and he reflects, “In the old days one could have had it out with Petrus,” lamenting the power he has lost in his country (116). Lucy’s decision to stay at home reflects her desire to become a part of the new South Africa, no matter the cost. She even asks, “what if that is the price one has to pay for staying on?” (158). Although her question is in part due to Stockholm syndrome, she is also conflating her trauma with her role in creating a new South Africa. Lucy is not purely a martyr for her country, however, as her decision to stay stems from the pragmatic need for her to keep on living at her home. Lucy certainly does try to define the act as “justified rape,” only that the issue of post-‐Apartheid South Africa is one with multitudinous positions, and ultimately the question of forgiveness and empathy is crucial to the success of the nation. In this regard Lucy acts as a hero, sacrificing her own happiness for her country, just like Vladek must sacrifice his own happiness to retell his story in Maus. However, this is complicated by her pragmatism, as she must accommodate her neighbors simply to survive. The duality of Lucy as both a martyr and a pragmatic survivor is an important notion in accurately describing her position as a white woman in post-‐Apartheid South Africa. The act of traumatizing the intended audience has become more common among underground hip-‐hop artists who target urban criminals or potentially criminal youths. It is worth noting that although the realm of hip-‐ hop is not characteristically thought of as a genre fit for literary criticism, I argue that in today’s media-‐saturated culture and the internet’s help in self-‐ publishing, the concept of what is literary is changing. Often it is the non-‐ canonical texts that reach the most people and have the capacity to change the way the populace thinks. This is particularly true with music, because
Post Traumatic Stress Disorder (which Holocaust survivors undoubtedly have) to put their trauma out of their minds (“Post Traumatic Stress Disorder”). In The Magistrate’s case, he is unable to understand torture until he experiences it himself. True empathy comes from feeling the pain of others, which he learns throughout his experience with Colonel Joll. Ultimately it is not only ethical to traumatize the reader in ethical representation, but it is necessary to understand trauma. Representation cannot ever fully represent trauma, but creating empathy and compassion through literature and music is necessary for remembering the past beyond death tolls and history books. In the next section I will discuss several authors’ methods of representation of trauma from different angles, including the act of trauma itself, the importance of the witness, on the impossibility of telling, and the role of the torturer. The Aftermath: the Psyche of the Witness When trauma enters literary discourse, often the victim is interpreted, analyzed, and decoded ad nauseam. However, there exists another party that is similarly affected by trauma: the witness. Often the witness of a trauma feels guilt or shame in witnessing, or perhaps that they did not do enough to help the victim. Trauma literature almost always contains witnesses who are traumatized themselves by an experience with the victim or the perpetrator of a trauma, and authors who deal with ethical representation must accurately represent those who witness, because often simply the act of witnessing a trauma is traumatic itself. In J.M. Coetzee’s essay “Into the Dark Chamber,” he refers to his novel Waiting for the Barbarians as “the impact of the torture chamber on the life of a man of conscience” (362). The novel begins with the arrival of Colonel Joll, a military emissary from the Capitol, and his torture slowly converts the Magistrate against the very empire he swore to protect and serve. Initially the Magistrate goes hunting with the Colonel and maintains a peaceful relationship with him, but throughout the novel the Magistrate begins to distance himself from both the Empire and Joll. When tending to a tortured child’s wounds, he says, “It has not escaped me that an interrogator can wear two masks, speak with two voices, one hard, one seductive” (Coetzee, Barbarians 8). Even though he does nothing to aide in the torture of the individuals, he is painfully aware he also does nothing to stop it. This makes him feel guilt and shame for complying with torture, if not executing it, and this emotionally traumatizes him. The Magistrate is troubled by his
connection to Joll, as they are both working for the Empire, and he struggles throughout the novel to personally identify in contrast to the Colonel. Simply witnessing torture causes the Magistrate to feel responsible for Joll’s crimes, and this creates guilt and shame, which provides a motive for his actions later in the novel. The Magistrate’s transformation as a witness of torture is confined and swollen by his guilt. One of their first dialogues brings the Magistrate to think, “Who am I to assert my distance from him…the Empire does not require that its servants love each other” (6). The Magistrate goes on to oppose Joll in the privacy of his soldiers, saying, “[Joll] is ridiculous!” speaking in reference to the clearly innocent prisoners he has taken (19). However, he still does as Joll commands. As the novel progresses, the Magistrate’s action surrounding Joll changes. He takes in the barbarian girl whom Joll has tortured, seeking to rid his guilt by attempting to heal her. However, this is not enough to disquiet his conscience, as he states: “I undress her, I bathe her…but I might equally well tie her to a chair and beat her, it would be no less intimate” (49). Again he blames himself for aiding Joll as the “innocent bystander.” He still finds himself relating to Joll, thinking “I must assert my distance from Colonel Joll! I will not suffer for his crimes!” (WFB 50). He acts against Joll’s wishes in bringing the barbarian girl to her people, and while imprisoned admits, “I wanted to make reparation” (94). The guilt of witnessing torture is articulated clearly by the Magistrate when he says, “It is the fate of those who witness their suffering to suffer the shame of it” (160). In addition to the Magistrate this occurs to Mandel, Joll’s assistant in torturing operations. He is unable to face the Magistrate when he asks how he can live with the guilt he must feel from being a torturer, and retreats away from him while hitting the Magistrate (146). Many of those who witness torture have the guilt forced upon them– or the shame of seeing torture’s reduction of humanity. The psyche’s transformation due to a trauma can also be seen in Holocaust memoirs. My grandfather fought in World War II and liberated a Nazi concentration camp with his garrison. Upon seeing the debilitated starving bodies of those who were on the brink of death he and his soldiers vomited at the sight of the very people he came to free. My father would later tell me this, recalling the shame my grandfather felt at seeing those bodies, and the disgust he felt when looking at them. Trauma not only affects the victim, but brings shame and guilt to the witness as well. This is a central theme to Maus, as Artie acts as a witness–a second-‐generation survivor–to the
Melanie’s more attractive sister Desiree: “[David] has an urge to reach out...at the same instant the memory of [Melanie] comes over him in a hot wave. God save me, he thinks – what am I doing here ?” (164). Additionally, “desire” and “Desiree” can be read equivalently here, and Coetzee did not name Melanie’s sister this by accident. However, he asserts he is guilty of “whatever Ms. Isaacs alleges,” believing there is “no reason she should lie” (49). Lurie makes a calculated distinction here between crime and guilt: he believes he has committed a crime–namely deciding to succumb to his lustful fantasy–but he will not apologize for this original urge. He argues that the fantasy itself is beyond his control, and Lurie states that he often consciously decides not to engage in it. In his assault of Melanie he acquiesces to his darker nature by choice. Having said that, he still adheres to his punishment of disgrace, so much so that he refuses to submit a letter of repentance without sincerity, though a judge at his hearing asks him to (58). Coetzee’s critique here lies in patriarchal society where those who commit crimes against women are often just told to apologize and they are forgiven. Lurie will not apologize for his own feelings of lust or animalism but nevertheless takes responsibility for his choice of acting on those feelings, and he takes more care throughout the novel to keep them in check, as evidenced by his experience with Desiree. The trauma of the witness is also portrayed in “Dance with the Devil,” by Coronel. Although the song outlines the corruptive path of the “ghetto-‐bred” youth named William Jacobs who turns to drug dealing, the perspective of the narrator is of a fellow gangster, one whom the main character aims to impress with the gang rape at the end of the song. Ultimately the narrator is similar to Lurie in his shame and regret doing what he did. He sings: I was there with Billy Jacobs and I raped his mom too And now the devil follows me wherever I go In fact, I’m sure he’s standing among one of you at my shows And every street cipher listening to little thugs flow He could be standing right next to you, and you wouldn’t know The devil grows inside the hearts of the selfish and wicked White, brown, yellow and black color is not restricted You have a self-‐destructive destiny when you’re inflicted (Coronel).
Although in no way does his regret excuse his act, the narrator himself now fell victim to the life he is warning others against. Given the intended audience of Corone, it helps that the narrator participates in the crime to add to the ethos of the denunciation of the “live by the gun” mantra. The last lines of the quotation also serve to show that traveling down the path will inevitably cause you to “self-‐destruct,” or “die by the gun.” This is a particularly crucial notion in the ethics of representation because as readers we are all witnesses of the trauma. If we are unaffected by reading the story of a rape, or a torture, clearly the author has not described it well enough. Coronel’s song also holds redemptive power, as the narrator was one of the hardened criminals whom Coronel pleads his audience to avoid. Often witnessing a trauma, as Coronel did can change people for the better, and if even one person is affected enough by “Dance with the Devil” to change their ways, then the song has completed its object. The Act Itself, And the Impossibility of Telling J.M. Coetzee writes on the subject of prisons: “[In South Africa] They may not be sketched or photographed, under threat of severe penalty...such laws have a particular symbolic appropriateness, as though it were decreed that the camera lens must shatter at the moment it is trained on certain sites” (“Chamber” 361). This simile can extend to all trauma, and is specifically similar to the common notion that the Holocaust is “unspeakable.” Often it seems that many traumatic events lack a certain “representability,” especially through the medium of language. How can one write about Auschwitz having never been there; describe burning bodies on a blank piece of paper, or a gang rape, or a scene of torture, with only a pen and paper? The clear obstacle in trauma representation is the notion that the act of trauma–meaning the literal murder, rape, or torture–cannot be fully represented simply in words, only a representation can give the reader a notion of the act itself. This is only exemplified by topics surrounding trauma, precisely because the equivocal nature of their portrayal. Barbarians gives us the Magistrate–referred to Coetzee as “a man of conscience” in his essay “Into the Dark Chamber”–who is confronted directly with torture on three specific instances (364). First, Colonel Joll imprisons him for consorting with the enemy barbarians and left in solitude for three months, repeatedly being denied food and water. Coetzee writes on the depiction of torture in literature: “‘Torture without the
“There is laughter” (139). This allows for the reader to feel what it’s like to hang there, if not in pain, at least in experience. While J.M. Coetzee cannot accurately describe what it feels like to be tortured, he can place the reader into a position of empathy, into the shoes of the Magistrate, to imagine what it may be like in his mind, because there is no language which can accurately describe pain to the individual. This short, iceberg-‐style writing carefully inserts the reader into David Lurie’s position when he is locked in the bathroom during the rape/robbery in his daughter’s house. When describing the actual trauma often Coetzee writes as objectively as possible: He tries to stand up and is forced down again. For a moment his vision clears and he sees, inches from his face, blue overalls and a shoe. The toe of the shoe curls upward; there are blades of grass sticking out from the tread ( Disgrace 96). Coetzee inserts the seemingly inconsequential facts, like the blades of grass, to show the effects of trauma on the mind. The brain uses disassociation tactics, or thinking about something completely benign during horrific events to steer itself away from the horror and into action. Another common cerebral response is to enter a “state of hyper-‐ vigilance” (Howard and Crandall, 14). During this time Lurie is on fire, his focus is on blades of grass in a shoe instead of his scalding head. This allows him to quickly assess the location of his enemy while simultaneously allowing the burning to abate while he figures out his next move. In addition to allowing the reader to insert himself into the text through objective writing, this style complements ethical representation because language often does not do trauma justice. Ernest Hemingway discusses the tabooed topic of abortion in “Hills Like White Elephants,” a short story about an American couple who argue whether or not to abort their child in a Spanish train station. Hemingway points literally to the inadequacy of the word abortion as representing “abortion” by omitting the word from the text entirely. The technique serves to heighten the intensity of the text, and leaves the reader guessing at the heart of the narration, while also illustrating the limitations of language. Abortion carries with it many negative connotations relevant to Hemingway’s contemporary reader: defying the religious dogma, the termination of a possible life, as well as breaking the law of the times. Therefore, by omitting the word, the
American man is able to assert abortion is “perfectly simple,” or “perfectly natural” (Hemingway, “White Elephants” 214). The woman clearly feels differently about it, but still does not dare to say abortion, because that would mean absorbing all of its connotations. Instead she simply says she will do it, “because I don’t care about me” (213). This can connect both to the health of the fetus, which the woman feels is a part of her, as well as her own health having an abortion, which can lead to both trauma to the unborn child as well as the mother. The complexity of language is similarly portrayed in Disgrace , when David Lurie remembers thinking of all the connotations of the word “rape” as a young man: “[I] wonder what the letter p, usually so gentle, was doing in the middle of a word held in such horror” (160). Through Lurie’s youthful innocence we acquire the important notion that words and language are often disconnected from what they may mean or imply. Particularly in the realm of trauma, words often betray the meaning of those who speak them. Primo Levi, author of a memoir called Survival in Auschwitz about his experience in the Holocaust, writes, “We became aware that our language lacks words to express this offense, this demolition of man” (26). Often authors insert this notion into their texts to show how difficult it is to truly represent trauma. Inherently, there must be a difference between a representation and the act or thing it is representing, and this dichotomy flirts with the boundary of the ethical. The loss from the act itself to its representation may cause offense, which is why many critics warn against representing difficult traumas like the Holocaust. One way to show the ethical barriers of representing trauma is showing the limitations of language. Spiegelman does this very clearly in Maus II , in which he draws an autobiographical representation of his struggle to represent Auschwitz:
( Maus II 115). Here, Spiegelman seems to follow Beckett’s advice, as well as many other Holocaust thinkers who believe that silence is the best method of representation, since the dead cannot speak. This panel acts as a sort commemoration–a “minute of silence”–for those who cannot tell their stories like Vladek can. Spiegelman floods the page with graphics photographs of those who have passed, and they are untied to the normal borders of the novel. They fill in around the page and pile up, so the reader cannot see how many there are. The homage to those who cannot speak is important in ethical representation: while trauma literature often identifies its own limitations in a completely accurate depiction, this does not mean representation is futile. Texts concerning trauma are often self-‐referential or metafictional in nature due to their controversial topics. The self-‐ referentiality of trauma literature is also portrayed in Waiting for the Barbarians. Throughout the novel the Magistrate is unable to discern exactly what happened to the barbarian girl, other than Colonel Joll’s men tortured her. When asked, the girl responds, “ ‘I am…’–she holds up her forefinger, grips it, twists it. I have no idea what the gesture means” ( 31 ). Clearly the girl is gesturing she is broken, but the Magistrate is unable to understand this simple movement, echoing the impossibility of truly representing torture. The Magistrate also attempts to compose a letter, presumably to chastise and oppose Joll’s torture. However, he finds himself unable to write it. He asks himself, “A testament? A memoir? A confession? A history of thirty years on the frontier? All that day I sit at my desk staring at
the empty white paper, waiting for words to come” (66). The Magistrate here acts as a symbol of all authors who attempt to depict torture–or more broadly–trauma. Showing the difficulties depicting trauma is integral to its ethical portrayal. Trauma authors often identify the difficulty–and sometimes impossibility–of representation of their own topic within their texts. J.M. Coetzee highlights the impossibility of telling in his novel Disgrace as well. David Lurie is a literature professor by trade–words are his weapon of choice; accordingly, he wants to use language and speech to publicize the trauma and catch the men who committed the crime. However, Lucy will not let him tell the police of her own trauma, namely rape, but only of his torture (he was burned with alcoholic spirits). She says, “ ‘David, when people ask, would you mind keeping to your own story, to what happened to you? …I will tell what happened to me’ ” (Coetzee, Disgrace 99). Lucy repeats herself throughout the novel, even lying to police to avoid accusing the men of rape, and ironically she is not truthful about what happened to her, though she tells David she will be (109). Lucy’s silence parallels Melanie’s silence: neither of their stories are elucidated firsthand. The “unspeakability of rape” is a common trope among canonic literature, and illustrates an important criticism within our culture. Women are not supposed to speak about rape. It is, in Lucy’s words, “a private matter” (102). Lurie even thinks it is “not [his] business,” showing that Coetzee is wrestling whether to represent rape at all (104). If, then, it is not Lurie’s business, and Lucy thinks it a private matter, who has the power of representation? Lurie comments that since Lucy will not speak, the rape has become “not her story to spread but [the rapists’]: they are its owners” (115). Similarly, he believes Melanie views the rape as his secret she must bear (34). The notion of rape becoming a prize for the rapists is something that David opposes, and this opposition is important in the ethics of representation. Just as history is written by the victors, often rape stories are owned by the perpetrators, which Coetzee warns against. Lurie admits that although he can imagine himself as the men who raped his daughter, but doubts his ability to imagine himself to be the woman (Coetzee, Disgrace 160). Coetzee does well to bring up this notion throughout Disgrace , and though he illustrates the after effects of rape, he elides over the act itself. Coetzee highlights a major problem in society by acknowledging that many men cannot imagine what it feels like for women to constantly be in fear of rape, but Lurie knows he must try to imagine