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Review on A general theory of fiber spaces with structure sheaf, Summaries of Physics

Review summary for book A general theory of fiber spaces with structure sheaf by Alexander Grothendieck.

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A general theory of fibre spaces
with structure sheaf
Alexander Grothendieck
Introduction. When one tries to state in a general algebraic formalism the various
notions of fibre space : general fibre space (without structure group, and maybe not
even locally trivial) ; or fibre bundle with topological structure group Gas expounded
in the book of Steenrod (The Topology of Fibre Bundles, Princeton University Press) ;
or the “differentiable” and “analytic” (real or complex) variants of these notions ; or the
notions of algebraic fibre spaces (over an abstract field k), one is led in a natural way
to the notion of fibre space with a structure sheaf G. This point of view is also
suggested a priori by the possibility, now classical, to interpret the (for instance
“topological”) classes of fibre bundles on a space X, with abelian structure group G,
as the elements of the first cohomology group of Xwith coefficients in the sheaf Gof
germs of continuous maps of Xinto G; the word “continuous” being replaced by
“analytic” respectively “regular” if Gis supposed an analytic respectively an algebraic
group (the space Xbeing of course accordingly an analytic or algebraic variety). The
use of cohomological methods in this connection have proved quite useful, and it has
become natural, at least as a matter of notation, even when Gis not abelian, to
denote by H1(X, G) the set of classes of fibre spaces on Xwith structure sheaf G,G
being as above a sheaf of germs of maps (continuous, or differentiable, or analytic, or
algebraic as the case may be) of Xinto G. Here we develop systematically the notion
of fibre space with structure sheaf G, where Gis any sheaf of (not necessarily
abelian) groups, and of the first cohomology set H1(X, G) of Xwith coefficients in G.
The first four chapters contain merely the first definitions concerning general fibre
spaces, sheaves, fibre spaces with composition law (including the sheaves of groups)
and fibre spaces with structure sheaf. The functor aspect of the notions dealt with has
been stres sed throughout, and as it now appears should have been stressed even
more. As the proofs of most of the facts stated reduce of course to straightforward
verifications, they are only sketched or even omitted, the important point being merely
a consistent order in the statement of the main facts. In the last chapter, we define the
cohomology set H1(X, G) of Xwith coefficients in the sheaf of groups G, so that the
expected classi fication theorem for fibre spaces with structure sheaf Gis valid. We
then proceed to a careful study of the exact cohomology sequence associated with an
exact sequence of sheaves e −→ F −→ G −→ H −→ e. This is the main part, and in
fact the origin, of this paper. Here Gis any sheaf of groups, Fa subsheaf of groups, H
=G/F, and according to various supplementary hypotheses on F(such as Fnormal,
or Fnormal abelian, or
Cours donné à l’Université du Kansas, à Lawrence, aux Etats-Unis (NSF-G 1126, Projet de
recherche sur la géométrie des espaces de fonctions, Rapport no4, première édition août 1955, seconde
édition Mai 1958).
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pf4
pf5
pf8
pf9
pfa
pfd
pfe
pff
pf12
pf13
pf14
pf15

Partial preview of the text

Download Review on A general theory of fiber spaces with structure sheaf and more Summaries Physics in PDF only on Docsity!

A general theory of fibre spaces

with structure sheaf

Alexander Grothendieck

Introduction. When one tries to state in a general algebraic formalism the various

notions of fibre space : general fibre space (without structure group, and maybe not

even locally trivial) ; or fibre bundle with topological structure group G as expounded

in the book of Steenrod (The Topology of Fibre Bundles, Princeton University Press) ;

or the “differentiable” and “analytic” (real or complex) variants of these notions ; or the

notions of algebraic fibre spaces (over an abstract field k ), one is led in a natural way

to the notion of fibre space with a structure sheaf G. This point of view is also

suggested a priori by the possibility, now classical, to interpret the (for instance

“topological”) classes of fibre bundles on a space X , with abelian structure group G ,

as the elements of the first cohomology group of X with coefficients in the sheaf G of

germs of continuous maps of X into G ; the word “continuous” being replaced by

“analytic” respectively “regular” if G is supposed an analytic respectively an algebraic

group (the space X being of course accordingly an analytic or algebraic variety). The

use of cohomological methods in this connection have proved quite useful, and it has

become natural, at least as a matter of notation, even when G is not abelian, to

denote by H

1 ( X, G ) the set of classes of fibre spaces on X with structure sheaf G , G

being as above a sheaf of germs of maps (continuous, or differentiable, or analytic, or

algebraic as the case may be) of X into G. Here we develop systematically the notion

of fibre space with structure sheaf G , where G is any sheaf of (not necessarily

abelian) groups, and of the first cohomology set H

1 ( X, G ) of X with coefficients in G.

The first four chapters contain merely the first definitions concerning general fibre

spaces, sheaves, fibre spaces with composition law (including the sheaves of groups)

and fibre spaces with structure sheaf. The functor aspect of the notions dealt with has

been stres sed throughout, and as it now appears should have been stressed even

more. As the proofs of most of the facts stated reduce of course to straightforward

verifications, they are only sketched or even omitted, the important point being merely

a consistent order in the statement of the main facts. In the last chapter, we define the

cohomology set H

1 ( X, G ) of X with coefficients in the sheaf of groups G , so that the

expected classi fication theorem for fibre spaces with structure sheaf G is valid. We

then proceed to a careful study of the exact cohomology sequence associated with an

exact sequence of sheaves e −→ F −→ G −→ H −→ e. This is the main part, and in

fact the origin, of this paper. Here G is any sheaf of groups, F a subsheaf of groups, H

= G/F , and according to various supplementary hypotheses on F (such as F normal,

or F normal abelian, or

Cours donné à l’Université du Kansas, à Lawrence, aux Etats-Unis (NSF-G 1126, Projet de

recherche sur la géométrie des espaces de fonctions, Rapport n

o 4, première édition août 1955, seconde

édition Mai 1958).

F in the center) we get an exact cohomology sequence going from H

0 ( X, F ) (the group

of sections of F ) to H

1 ( X, G ) respectively H

1 ( X, H ) respectively H

2 ( X, H ), with more or

less additional algebraic structures involved.

The formalism thus developed is quite suggestive, and as it seems useful, in

particular in dealing with the problem of classification of fibre bundles with a structure

group G in which we consider a sub-group F , or the problem of comparing say the

topological and analytic classification for a given analytic structure group G. However,

in order to keep this exposition in reasonable bounds, no examples have been given.

Some com plementary facts, examples, and applications for the notions developed

will be given in the future. This report has been written mainly in order to serve the

author for future reference ; it is hoped that it may serve the same purpose, or as an

introduction to the subject, to somebody else.

Of course, as this report consists in a fortunately straightforward adaptation of quite

well known notions, no real difficulties had to be overcome and there is no claim for

originality whatsoever. Besides, at the moment to give this report for mimeography, I

hear that results analogous to those of chapter 5 were known for some years to Mr.

Frenkel, who did not publish them till now. The author only hopes that this report is

more pleasant to read than it was to write, and is convinced that anyhow an

exposition of this sort had to be written.

Remark (added for the second edition). It has appeared that the formalism developed

in this report, and specifically the results of Chapter V, are valid (and useful) also in

other situations than just for sheaves on a given space X. A generalization for

instance is obtained by supposing that a fixed group Π is given acting on X as a group

of homeomorphisms, and that we restrict our attention to the category of fibre spaces

over X (and especially sheaves) on which Π operates in a manner compatible with its

operations on the base X (See for instance A. Grothendieck, Sur le mémoire de Weil ;

Généralisation des fonctions abéliennes, Séminaire Bourbaki Décembre 1956). When

X is reduced to a point, one gets (instead of sheaves) sets, groups, homogeneous

spaces etc, admitting a fixed group Π of operators, which leads to the (commutative

and non commutative) cohomology theory of the group Π. One can also replace Π by

a fixed Lie group (operating on differentiable varieties, on Lie groups, and

homogeneous Lie spaces). Or X, Π are replaced by a fixed ground field k , and one

considers algebraic spaces, algebraic groups, homogeneous spaces defined over k ,

which leads to a kind of cohomology theory of k. All this suggests that there should

exist a comprehensive theory of non-commutative cohomology in suitable categories,

an exposition of which is still lacking. (For the “commutative” theory of cohomology,

see A. Grothendieck, sur quelques points d’Algèbre Homologique, Tohoku Math.

Journal, 1958).

onto-homeomorphisms.

1.2 Inverse image of a fibre space, inverse homomorphisms.

Let ( X, E, p ) be a fibre space over the space X , and let f be a continuous map of a

space X

0 into X. Then the inverse image of the fibre space E by f is a fibre space E

0

over X

0

. E

0 is defined as the subspace of X

0 ×E of points ( x

0 , y ) such that fx

0 = py , the

projection p

0 of E

0 into the base X

0 being given by p

0 ( x

0 , y ) = x

0

. The map g ( x

0 , y ) = y

of E

0 into E is then an f -homomorphism, inducing for each x

0X

0 a homeomorphism

of the fibre of E

0 over x

0 onto the fibre of E over f

0 x

0 .

Suppose now, moreover, given a continuous map f

0 : X

00 −→ X

0 of a space X

00 into X

0 .

Then there is a canonical isomorphism of the fibre space E

00 over X

00 , inverse image

of the fibre space E by ff

0 , and the inverse image of the fibre space E

0 (considered

above) by f

0 (transitivity of inverse images). If ( x

00 , y ) ∈ E

00 ( x

00X

00 , yE, ff

0 x

00

py ), it is mapped by this isomorphism into ( x

00 , ( f

0 x

00 , y )).

Let Y be a subspace of the base X of a fibre space E ; consider the injection f of Y into

X ; the inverse image E

0 of E by f is called fibre-space induced by E on Y , or the

restriction of E to Y , and is denoted by E|Y. This is canonically homeomorphic to a

subspace of E , namely the set of elements mapped by p into Y ; the projection of E|Y

into Y is induced by p. By what has been said above, if Z is a subspace of Y , the

restriction of E|Y to Z is the restriction E|Z of E to Z.

Again let ( X, E, p ) and ( X

0 , E

0 , p

0 ) be two fibre spaces, f a continuous map X −→ X

0 .

An inverse homomorphism associated with f is an X -homomorphism g of the fibre

space E 0 into E , where E 0 denotes the inverse image of the fibre space E

0 by f. That

means that g is a continuous map, of the subspace E 0 of X × E

0 of pairs ( x, y

0 ) such

that fx = p

0 y

0 , into E , mapping for any xX the fibre of x into E 0 (homeomorphic to

the fibre of fx in E

0 !) into the fibre p

1 ( x ) of x in E. For instance, if E is itself the inverse

image of E

0 by f , then there is a canonical inverse homomorphism of E

0 into E

associated with f : the identity! (Though somewhat trivial, this is the most important

case of inverse homomorphisms.)

1.3 Subspace, quotient, product.

Let ( X, E, p ) be a fibre space, E

0 any subspace of E , then the restriction p

0 of p to E

0 ,

defines E

0 as a fibre space with the same basis X , called a sub-fibre-space of E. So

the sub-fibre-spaces of E are in one to one correspondence with the subsets of E ; in

particular, for them the notions of union, intersection etc. are defined. (Of course, in

most cases we are only interested in fibre spaces the projection of which is onto ; this

imposes then a condition on the subspaces of E considered, which may be fulfilled for

two subspaces and not for the intersection.)

Let now R be an equivalence relation in E compatible with the map p , i.e. such that

two elements of E congruent mod R have the same image under p. Then p defines a

continuous map p

0 of the quotient space E

0 = E/R into X , which turns E

0 into a fibre

space with base X , called a quotient fibre space of E. So the latter are in one-to-one

correspondence with the equivalence relations in E compatible with p. A quotient fibre

space of a quotient fibre space of E is a quotient fibre space.

Let ( X, E, p ) and ( X

0 , E

0 , p

0 ) be two fibre spaces, then ( p, p

0 ) defines a continuous

map of E × E

0 into X × X

0 , so that E × E

0 appears as a fibre space over X × X

0 , called

the

product of the fibre spaces E, E

0 .

The fibre of ( x, x

0 ) in E × E

0 is the product of the fibres of x in E , respectively x

0 in E

0 .

Suppose now X = X

0 , and consider the inverse image of E ×E

0 under the diagonal

map X −→ X × X , we get a fibre space over X , called the fibre product of the fibre

spaces

E, E

0 over X , denoted by E × ( X )

E

0

. The fibre of x in this fibre-product is the

product

of the fibres of x in E respectively E

0

. Of course, product of an arbitrary family of fibre

spaces can be considered, and the usual formal properties hold.

1.4 Trivial and locally trivial fibre spaces.

Let X and F be two spaces, E the product space, the projection of the product on X

defines E as a fibre space over X , called the trivial fibre space over X with fibre F.

All fibres are canonically homeomorphic with F. Let us determine the homomorphisms

of a trivial fibre space E = X × F into another E

0 = X × F

0

. More generally, we will only

assume that the projection of X × F onto X is the natural one and continuous for the

given topology of X × F , which induces on the fibres the given topology (but the

topology of X ×F may not be the product topology, for instance : X and F are algebraic

varieties with the Zariski topology) ; same hypothesis on X ×F

0

. Then a

homomorphism u of E into E

0 , inducing for each xX a continuous map of the fibre

of E over x into the fibre of E

0 over x , defines a function x −→ f ( x ) of X into the set of

all continuous maps of F into F

0 , and of course the homomorphism is well determined

by this map by the formula

triple ( i, j, k ) of indices such that Uijk = Ui ∩ Uj ∩ Uk 6 = ∅, the relation

(1.5.2.) fik = fijfjk

(where, in order to abbreviate notations, we wrote simply fik instead of : the isomor

phism of Ek|Uijk onto Ei|Uijk induced by fik and likewise for fij and fjk ). Supposing this

condition satisfied, let E be the quotient space of E by the preceding equivalence

relation. The projections pi of Ei into Ui define a continuous map of the topological sum

E into X , and this map is compatible with the equivalence relation in E, so that there is

a continuous map p of E into X (which is onto if the pi ’s are all onto).

Definition 1.5.1. The fibre space over X just constructed is called the fibre space

defined by the “coordinate transformations” ( fij ) between the fibre spaces Ei.

The identity map of Ei into E defines a map S i , of Ei into E , which by virtue of (1.5.1.) is

a one to one Ui -homomorphism of Ei onto E|Ui. The topology of E (by a well known

transitivity property for topologies defined as the finest which ...) is the finest topology

on E for which the maps S i are continuous. Moreover, it is easy to show that in case

the interiors of the Ui ’s already cover X , the maps S i are homeomorphisms into. Hen

ceforth, for simplicity we will only work with open coverings of X , so that the preceding

properties are automatically satisfied. Then S i can be considered as a Ui -isomorphism

of Ei onto E|Ui. Clearly

(1.5.3.) fij = S

1

i S j

(where again, in order to abbreviate, we wrote S i instead of the restriction of S i to Ei|Uij

, S j instead of the restriction of S j to Ej |Uij ). Conversely, let E be a fibre space over X ,

and suppose that for each i , there exists a Ui -isomorphism S i of Ei onto E|Ui , then

(1.5.3.) defines, for each pair ( i, j ) such that Ui ∩Uj = Uij 6 = ∅, a Uij -isomorphism of Ej

|Uij onto Ei|Uij , and the system ( fij ) satisfies obviously (1.5.2.). Therefore we can

consider the fibre space E

0 defined by the coordinate transformations fij. Then it is ob

vious that the map of E into E defined by the maps S i is compatible with the

equivalence relation in E, therefore defines a continuous map f of E

0 into E which is of

course an X -homomorphism. Let S

0 i be the natural isomorphism of^ Ei onto^ E

0 |Ui

defined above ; it is checked at once that the map of E

0 |Ui into E|Ui induced by f is

S i S

0 i

1 , hence an isomorphism onto. It follows that f itself is an isomorphism of E

0 onto

E , by virtue of the following easy lemma (proof left to the reader) :

Lemma 1. Let E, E

0 be two fibre spaces over X , and f an X -homomorphism of E into

E

0 , such that for any xX , exists a neighborhood U of x such that f induces an

isomorphism of E|U onto (respectively, into) E

0 |U. Then f is an X -isomorphism of E

onto (respectively, into) E

0 .

What precedes shows the truth of :

Proposition 1.5.1. The open covering ( Ui ) and the fibre spaces Ei over Ui being given,

the fibre spaces over X which can be obtained by means of suitable coordinate trans

formations ( fij ) are exactly those, up to isomorphism, for which E|Ui is isomorphic to Ei

for any i.

Consider now two systems of coordinate transformations ( fij ) , ( f

0 ij ) corresponding to

the same covering ( Ui ), and to two systems ( Ei ), ( E

0 i ) of fibre spaces over the^ Ui ’s. Let

E be the fibre space defined by ( fij ) and E

0 the fibre space defined by ( f

0 ij ); we will

determine all homomorphisms of E into E

0

. If f is such a homomorphism, then for

each i , fi = S

0 i

1 f S i (where f stands for the restriction of f to E|Ui ) is a homomorphism of

Ei into E

0 i , and the system ( fi ) satisfies clearly, for each pair ( i, j ) such that^ Uij 6 =^ ∅^ :

(1.5.4) fifij = f

0 ijfj

(where we write simply fi instead of the restriction of fi to Ei|Uij , and likewise for fj ). The

homomorphism f is moreover fully determined by the system ( fi ) since fi deter mines

the restriction of f to E|Ui ; and moreover the system ( fi ) subject to (1.5.4) can be

chosen otherwise arbitrarily, for this relation expresses exactly that the map of the

topological sum E of the Ei ’s into the topological sum E

0 of the E

0 i

’s transforms equi

valent points into equivalent points, and therefore defines an X -homomorphism f of E

into E

0 ; and it is clear that the system ( fi ) is nothing else but the one which is defined

as above in terms of the homomorphism f. Of course, in view of lemma 1, in order that

f be an isomorphism onto, (respectively, into) it is necessary and sufficient that each fi

be an isomorphism of Ei onto (respectively, into) E

0 i. Thus we get :

Proposition 1.5.2. Given two fibre spaces over X , E and E

0 , defined by coordinate

transformations ( fij ) respectively ( f

0 ij ) relative to the same open covering ( Ui ), the

X -homomorphisms f of E into E

0 are in one to one correspondence with systems ( fi ) of

Ui -homomorphisms Ei −→ E

0 i satisfying (1.5.4.).^ f^ is an onto-isomorphism if and only if

the f

0 i ’s are, i.e.^ E

0 is isomorphic to E if and only if we can find onto-isomorphisms fi : Ei

−→ E

0 i such that, for any pair ( i, j ) of indices satisfying^ Uij 6 =^ ∅, we have

(1.5.5.) f

0 ij =^ fifijf

1

j

In case T is a trivial fibre space, T = X ×F , we have Ei = Ui ×F , and Ei|Uij = Uij ×F. Thus

fij is an automorphism of the trivial fibre space Uij × F , and therefore, in view of

proposition 1.4.1. given by a map x −→ fij ( x ) of Uij into the group of homeomorphisms

of F onto itself. The equations (1.5.2.) expressing that ( fij ) is a system of coordinate

transformations then translate into

(1.6.1.) fik ( x ) = fij ( x ) fjk ( x ) for xUijk

Moreover, it must not be forgotten that x −→ fij ( x ) is submitted to the continuity

condition of proposition 1.4.1. Such a system then defines in a natural way a fibre

space E over X , and by what has been said it follows that this fibre bundle is locally

isomorphic to X × F , i.e. locally trivial with fibre F , and that (for suitable choice of the

covering and the coordinate transformations), we get thus, up to isomorphism, all

locally trivial fibre spaces over X with fibre F.

Let in the same way T

0 = X × F

0 , and consider for the same covering ( Ui ) a system ( fij )

and a system ( f

0 ij ) of coordinate transformations, the first relative to the fibre^ F^ and

the second to the fibre F

0

. Let E and E

0 be the corresponding fibre spaces over X. The

homomorphisms of E into E

0 , by proposition 1.5.2., correspond to homomorphisms fi

of Ei = Ui × F into E

0 i =^ Ui × F

0 , satisfying conditions (1.5.4). Now, (proposition 1.4.1.)

such a homomorphism fi is determined by a map x −→ fi ( x ) of Ui into the set of

continuous maps of F into F

0 by fi ( x, y ) = ( x, fi ( x ) .y ), subject to the only requirement

that fi ( x ) .y is continuous with respect to the pair ( x, y ) ∈ Ui × F. Then the equation

(1.5.4.) translates into

(1.6.2.) fi ( x ) fij ( x ) = f

0 ij ( x ) fj ( x ) ( x^ ∈^ Uij )

Thus are determined the homomorphisms of E into E

0

. In particular, the isomorphisms

of E onto E

0 are obtained by systems ( fi ) such that fi ( x ) be a homeomorphism of F

onto F

0 for any xUi , and that x −→ f

1

i ( x ) satisfies the same continuity requirement

as x −→ fi ( x ). The compatibility condition (1.6.2.) can then be written

(1.6.3.) f

0 ij ( x ) =^ fi ( x ) fij ( x ) fj ( x )

1 ( xUij )

1.7 Sections of fibre spaces.

Definition 1.7.1. Let ( X, E, p ) be a fibre space ; a section of this fibre space (or, by

pleo nasm, a section of E over X ) is a map x of X into E such that ps is the identity

map of X. The set of continuous sections of E is noted H

0 ( X, E ).

It amounts to the same to say that s is a function the value of which at each xX is

in the fibre of x in E (which depends on x !). The existence of a section implies of

course that p is onto, and conversely if we do not require continuity. However, we are

primarily interested in continuous sections. A section of E over a subset Y of X is by

definition a section of E|Y. If Y is open, we write H

0 ( Y, E ) for the set H

0 ( Y, E|Y ) of all

continuous sections of E over Y.

H

0 ( X, E ) as a functor. Let E, E

0 be two fibre spaces over X , f an X -homomorphism of E

into E

0

. For any section s of E , the composed map fs is a section of E

0 , continuous if s

is continuous. We get thus a map, noted f , of H

0 ( X, E ) into H

0 ( X, E

0 ). The usual

functor properties are satisfied :

a. If the two fibre spaces are identical and f is the identity, then so is f

b. if f is an X -homomorphism of E into E

0 and f

0 an X -homomorphism of E

0 into E

00

( E, E

0 , E

00 fibre spaces over X ) then ( f

0 f ) = f

0 f.

Let ( X, E, p ) be a fibre space, f a continuous map of a space X

0 into X , and E

0 the

inverse image of E under f. Let s be a section of E

0 consider the map s

0 of X

0 into E

0

given by s

0 x

0 = ( x

0 , sfx

0 ) (the second member belongs to E

0 , since fx

0 = psfx

0 because

px = identity), this is a section of E

0 , continuous if s is continuous. Thus we get a

canonical map of H

0 ( X, E ) into H

0 ( X

0 , E

0 ) ( E

0 being the inverse image of E by f ). In

case X

0X and f is the inclusion map, therefore E

0 = E|X

0 , then the preceding map

is nothing but the restriction map (of H

0 ( X, E ) into H

0 ( X

0 , E ) if X

0 open). We leave to

the reader statement and proof of an evident property of transitivity for the canonical

maps just considered.

The two sorts of homomorphisms for sets of continuous sections are compatible in

the following sense. Let S be a fixed continuous map of a space X

0 into X , then to any

fibre space E over X corresponds its inverse image E

0 under S, which is a fibre space

over X

0 ; moreover, given an X -homomorphism f : E −→ F , it defines in a natural way

an X

0 -homomorphism f

0 of E

0 into F

0

. (We could go further and state that, for fixed S,

E

0 is a “functor” of E by means of the preceding definitions.)

Then the following diagram

f

H

0 ( X, E ) H

0 ( X, F )

relative to an open covering ( Ui ) of X and fibre spaces Ei over Ui. Then there is a

canonical one to one correspondence between sections of E and systems ( si ) of

sections of Ei over Ui , i satisfying conditions (1.7.3.). Continuous sections correspond

to systems of continuous sections.

Let again, as in section 1.5, be given two systems ( Ei ) and ( E

0 i ) of fibre spaces over

the Ui ’s and two corresponding systems of coordinate transformations ( fij ) and ( f

0 ij ) let

E and E

0 be the corresponding fibre spaces, and f an X -homomorphism of E into E

0 ,

defined by virtue of proposition 1.5.2., by a system ( fi ) of Ui -homomorphisms of E , into

Ei satisfying (1.5.4.). Let s be a section of E , given by a system ( si ) of sections of Ei

over Ui. Then the system ( fisi ) of sections of E

0 i over^ Ui defines the section^ fs^ (trivial).

The reader may check, as an exercise, how the canonical maps of spaces of sections

considered above in this section, can be made explicit for fibre spaces given by

means of coordinate transformations.

2 Sheaves of sets

Throughout this exposition, we will now use the word “section” for “continuous

section”.

2.1 Sheaves of sets.

Definition 2.1.1. Let X be a space. A sheaf of sets on X (or simply a sheaf) is a fibre

space ( E, X, p ) with base X , satisfying the condition : each point a of E has an open

neighborhood U such that p induces a homeomorphism of U onto an open subset

p ( U ) of X.

This can be expressed by saying that p is an interior map and a local

homeomorphism. It should be kept in mind that, even if X is separated, E is not

supposed separated (and will in most important instances not be separated).

With the notations of definition 2.1.1, let x = p ( a ). If f is a section of E such that fx = a ,

then V = f

1 ( U ) ∩ p ( U ) is an open set containing x , and on this neighborhood V of x , f

must coincide with the inverse of the homeomorphism p|U of U onto p ( U ). In particular

Proposition 2.1.1. Two sections of a sheaf E defined in a neighborhood of x and

taking the same value at x coincide in some neighborhood of X.

Corollary : Given two sections of E in an open set V , the set of points where they are

equal is open. (But in general not closed, as would be the case if E were separated !).

2.2 H

0

( A, E ) for arbitrary A ⊂ X.

First let E be an arbitrary fibre space over X. Let A be an arbitrary subset of X ; the

open neighborhoods of A , ordered by ⊃, form an ordered filtering set. To each

element U of this set is associated a set H

0 ( U, E ) : the set of sections of E over U , and

if UV ( U and V open neighborhoods of A ), we have a natural map S V U : H

0 ( U, E )

−→ H

0 ( V, E ) (restriction map), with the evident transitivity property S W V S V U = S W U

when UVW. Therefore we can consider the direct limit of the family of sets

H

0 ( U, E ) for the maps S V U.

Definition 2.2.1. We put H

0 ( A, E ) = lim −→H

0 ( U, E ), ( U ranging over the open neigh

borhoods as explained above). If A = {x} ( xX ), we simply write H

0 ( x, E ). The

elements of H

0 ( A, E ) are called germs of sections of E in the neighborhood of A.

If A is open, we find of course nothing else but the set of continuous sections of E

over A , already denoted by H

0 ( A, E ). If AB , there is a natural map, again noted

S BA of H

0 ( A, E ) into H

0 ( B, E ), (definition left to the reader). When A and B are both

open, this is the usual restriction map (therefore it will in general still be called

restriction map) ; when A is open, then this is the natural homomorphism of H

0 ( A, E )

into the direct limit of all H

0 ( A

0 , E ) corresponding to open neighborhoods A

0 of B. Of

course ABC implies S CB S BA = S CA.

Let Γ( A, E ) be the set of continuous sections of E over the arbitrary set AX , then

the restriction maps H

0 ( U, E ) = Γ( U, E ) −→ Γ( A, E ) ( U , open neighborhood of A )

define a natural map of lim −→H

0 ( U, E ) = H

0 ( A, E ) into Γ( A, E ). In particular, there is a

natural map H

0 ( x, E ) −→ Ex , where Ex is the fibre of x in E (value at x of a germ of

section in a neighborhood of x ). This of course, though frequently an onto-map, will

seldom be one-to-one. However :

Proposition 2.2.1. If E is a sheaf on X , then for xX , the canonical map H

0 ( x, E ) −→

Ex , is bijective (i.e, one-to-one and onto). If A is any subset of X , then the canonical

map H

0 ( A, E ) −→ Γ( A, E ) is one-to-one ; it is moreover onto if A admits a fundamental

system of paracompact neighborhoods.

The one-to-one parts are contained in Proposition 2.1.1 and its corollary. The first onto

assertion results at once from definition 2.1.1. Now let f be a continuous section of E

over A ; for any xA , let gx be a continuous section of E on an open neighborhood

Vx of x in X , such that gx ( x ) = f ( x ) (these exist by first part of proposition 2.2.1.).

(2.3.1.) S W V S V U = S W U (if UVW ) ,

For any xX , let Ex = lim −→EU , U ranging over the ordered filtering set of open

neighborhoods of x (ordered by ⊃). Let E be the union of the Ex ’s, and p the map of E

into X mapping Ex in x. Define in E a topology as follows : for any fEU and xU ,

we consider the canonical image fxE of f in the direct limit Ex of the sets

E

0 U corresponding^ to^ all^ open^ neighborhoods^ U

0 of x. Let O ( f ) be the set of all

elements fxE when x ranges over U. When U and fEU vary, we get a family of

subsets O ( f ) of E , which generate a topology on E. It is easily checked that ( E, X, p )

form a sheaf, that is that p is continuous, interior and a local homeomorphism.

Definition 2.3.1. The sheaf E thus defined is called the sheaf defined by the system of

sets EU and maps S V U.

Consider now an open set UX , V -small ; for any fEU , the map x −→ fx is

clearly a section of the sheaf E , and moreover continuous, which we denote by

e f. We

get thus a natural map f −→

e f of EU into H

0 ( U, E ).

Proposition 2.3.1. In order that f −→

e f be a one-to-one map, it is necessary and suffi

cient that for any open covering ( Ui ) of U , and two elements f, g of EU , S UiU f = S UiU g

for each i implies f = g. In order that f −→

e f be onto, it is necessary and sufficient that

for any open covering ( Ui ) of U , and any system ( fi ) ∈ ∩ EUi satisfying

(2.3.2.) S Ui∩Uj ,Uifi = S Ui∩Uj ,Ujfj when Ui ∩ Uj 6 = ∅

there exists afEU such that fi = S UiU f for each i.

Corollary. In order that f −→

e f be bijective, it is necessary and sufficient that for any

open covering ( Ui ) of U , the natural map EU −→ ∩ EUi (the components of which are

the maps S UiU ) be a one-to-one map of EU onto the subset of the product of all ( fi )

satisfying condition (2.3.2.).

Proof left to the reader, as well as the proof of the following :

Proposition 2.3.2. Let E be a sheaf on X , consider the system of sets H

0 ( U, E ) and of

restriction maps S V U : H

0 ( U, E ) −→ H

0 ( V, E ) for UV ( U, V open sets). Then the

sheaf E

0 defined by these data (definition 2.3.1.) is canonically isomorphic to E , this

isomorphism, transforming for each xX , E

0 x = lim −→H

0 ( U, E ) = H

0 ( x, E ) into Ex ,

being the isomorphism considered in proposition 2.2.1.

The two preceding propositions show essential equivalence of the notion of sheaf on

the space X , and the notion of a system of sets ( EU ) ( U open ⊂ X ) and of maps S V U

for UV , satisfying conditions (2.3.1.) and the condition of corollary of proposition

2.3.1. Both pictures are of importance, the second more intuitive, but the first often

technically more simple.

Exercise. Given a system of sets EU ( U open and V -small) and of homomorphisms

S V U ( UV ) satisfying (2.3.1.), prove that if we restrict to those U which are V

0 -small

(where V

0 is an open covering of X finer than V ), the sheaf defined by this new system

is canonically isomorphic to the sheaf defined by the first.

2.4 Permanence properties.

Let E be a sheaf on the space X , and let f be a continuous map of a space X

0 into X ,

then the inverse image of the fibre space E by f (cf 1.2.) is again a sheaf. In particular,

if X

0X , E induces a sheaf on X

0 .

If E is a sheaf on X , F a sheaf on Y , then E × F is a sheaf on X × Y ; therefore, if E

and F are two sheaves on X , then their

fibre-product E × X

this extends to the product of a finite

number of sheaves.

F (cf. 1.3) is again a sheaf ;

Under the conditions of 1.5. suppose that the fibre spaces Ei on the open sets Ui are

sheaves, then the fibre space E obtained by means of coordinate transforms fij is

again a sheaf. This results at once from the more general remark : if E is a fibre space

such that each xX has a neighborhood U such that E|U be a sheaf, then E is a

sheaf (trivial).

2.5 Subsheaf, quotient sheaf. Homomorphisms of sheaves.

Proposition 2.5.1. Let E be a sheaf on the space X. In order that a subset F of E ,

considered as a fibre space over X , be a sheaf, it is necessary and sufficient that it be

open. In order that the quotient of E by an equivalence relation R compatible with the

fibering, be a sheaf, it is necessary and sufficient that the set of equivalent pairs ( z,

z

0 )

be open in the

fibered product E

× X

E.

subsheaf of E defined by them is nothing else but E

0 .

Now let E, F be two sheaves on X defined by systems ( EU , S V U ) and ( FU , Ψ V U ).

Sup pose given for any U a map fU : EU −→ FU , such that UV implies Ψ V U fU =

fU S V U. Then this system of maps defines, for each xX , a map fx of Ex = lim −→EU

into Fx = lim −→FU

, hence a map f of E into F. It is checked easily (using for instance

pro position 2.5.2.) that f is a homomorphism of E into F. Moreover, f ( E ) is nothing

else but the subsheaf of F defined by the subsets fU ( EU ) of the FU. For any open U ,

the following diagram is commutative.

fu

EU FU

f

H

0 ( U, E ) H

0 ( U, F )

In particular, if the vertical maps are bijective, we see that the maps fU can be

identified with the maps f ∗ : H

0 ( X, E ) −→ H

0 ( X, F ) defined by the homomorphism f.

Conversely, if we start with an arbitrary homomorphism f of E into F , then the

homomorphism defined by the system of maps fU of EU = H

0 ( U, E ) into FU = H

0 ( U, F )

is precisely f.

2.6 Some examples.

a. Constant and locally constant sheaves

Let F be a discrete space, then the trivial fibre space X × F is clearly a sheaf on X ; a

sheaf isomorphic to such a sheaf is called constant. The sections of this sheaf on a

set A ⊂X are the continuous maps of A in the discrete set F , i.e, the maps of A in F

which are locally constant. If for instance A is connected, these reduce to the constant

maps of A into F. Inverse images and products of simple sheaves are simple.

A sheaf E on X is called locally simple, if each xX has a neighborhood U such that

E|U be simple. Thus a locally simple sheaf on X is nothing else but a covering space

of X in the classical sense (but not restricted of course to be connected). Inverse

images and products of locally simple sheaves in finite number are locally simple.

b. Sheaf of germs of maps. Let X be a space, E a set. Consider for any open UX

the set F( U, E ) of all maps of U into E ; if UV , we have a natural map of F( U, E )

into F( V, E ), the restriction map. The transitivity condition of section 2.3 is clearly

satisfied, and also the condition of proposition 2.3.1., corollary. Therefore the sets

F( U, E ) can be identified with the sets of sections H

0 ( U, F ) of a well determined sheaf

F, the elements of which are called germs of maps of X into E.

If AX , then the elements of H

0 ( A, F) are called germs of maps of a neighborhood

of A into E. If now E is a topological space, we can consider for any U the subset C ( U,

E ) of F( U, E ) of the continuous maps of U into E. As continuity is a condition of local

character, it follows by section 2.5 that the sets C ( U, E ) are the sets of sections of a

well determined subsheaf of F, which is called the sheaf of germs of continuous maps

of X into E. (If we take on E the coarsest topology, we find again the first sheaf.)

Suppose now that E is a fibre space over X , then consider for any U the subset H

0 ( U,

E ) of C ( U, E ) of continuous sections of E. The property of being a section is again of

local character, so we see that the sets H

0 ( U, E ) are sets of sections of a well

determined subsheaf of the sheaf of germs of continuous maps of X into E : the sheaf

of germs of sections of the fibre space E. If this sheaf is denoted by E

e , then H

0 ( A,

E

e ) is nothing else but the set of germs of sections of E in the neighborhood of A , as

defined in definition 2.2.1.

Of course, specializing the spaces X and E , we can define a great number of other

sub sheaves of the sheaf of germs of maps of X into E (germs of differentiable maps,

germs of analytic maps, germs of maps which are L

P etc.).

c. Sheaf of germs of homomorphisms of a fibre space into another.

Let E and F be two fibre spaces over X , and for any open UX let HU be the set of

homomorphisms of E|U into F|U. If V is an open set contained in U , there is an

evident natural map of restriction HU −→ HV. The condition of transitivity as well as

the condition of proposition 2.3.1. corollary, are satisfied, so that the sets HU appear

as the sets H

0 ( U, H ) of sections of a well determined sheaf on X , the elements of

which are called germs of homomorphisms of E into F. A section of this sheaf over X

is a homomorphism of E into F.

d. Sheaf of germs of subsets.

Let X be a space, for any open set UX let P ( U ) be the set of subsets of U. If U

V , consider the map A −→ A∩V of P ( U ) into P ( V ). Clearly the conditions of

transitivity, and of proposition 2.3.1. corollary, are satisfied, so that the sets P ( U )

appear as the sets H

0 ( U, P ( X )) of sections of a well determined sheaf on X , the

elements of which are called germs of sets in X. Any condition of a local character on

subsets of X defines a subsheaf of P ( X ), for instance the sheaf of germs of closed

sets (corresponding to the relatively closed sets in U ), or if X is an analytic manifold,

the sheaf of germs of analytic sets, etc.