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Describes in understanding human nature and its relations to human rights and human rights implications of scientific knowledge about human nature.
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Stephen P. Marks 1 Are people innately good, but corruptible by the forces of evil? Or, are they instead innately wicked, and redeemable only by the forces of good? People are both. Edward O. Wilson^2 Outline A. Introduction: Ways of Understanding Human Nature and its Relations to Human Rights. ............................................................................................... 1 B. The Enlightenment Assumption that Human Rights Derive from Human Nature............................................................................................................. 4
2 Human Nature and Human Rights -- Marks juxtaposition of Mensch und Recht , implying that human beings function under the law and have rights as humans, hence the wordplay with Menschenrechte or human rights. This juxtaposition invites a reflection on how a progressively expanding set of subjective rights deemed inherent in all humans (human rights) relate to what we know about our nature as a species (human nature). Or, how does our scientific understanding of human nature relate to the legal and moral framework of human rights as it has evolved, particularly over the last seventy years? This inquiry is not the result of an exhaustive study of such wide- ranging, challenging and cross-disciplinary issues. It has no greater claim than to suggest the potential value of a more sustained reflection. Such an invitation to further research bridging the legal and natural sciences seems a fitting tribute to Professor Eibe Riedel, who has ventured into these territories on more than one occasion.^3 His inquiring mind and astute legal analysis should inspire others to take up the challenge to rethink human rights in light of advances in scientific approaches to understanding human nature. It is rare to see this question posed in the human rights literature, which tends to explain human rights as deriving from natural law or positive law or both. Writings on the foundations of human rights tend not to inquire into whether and how scientific studies on the essence of human-ness (through biology and psychology) explain, if at all, the emergence of moral codes such as human rights. Human rights studies tend to draw upon findings of law, political science, public policy and philosophy. Jack Donnelly notes, “few issues in moral or political philosophy are more contentious or intractable than theories of human nature.” 4 He distinguishes “the scientist’s (^3) See, for example, Eibe Riedel, “The Constitution and Scientific and Technical Progress,” in: Christian Starck (ed.): New Challenges to the German Basic Law , Studien und Materialien zur Verfassungsgerichtsbarkeit, vol. 49. Nomos, Baden-Baden 1991, p. 61
4 Human Nature and Human Rights -- Marks relationship between human nature and human rights. B. THE ENLIGHTENMENT ASSUMPTION THAT HUMAN RIGHTS DERIVE FROM HUMAN NATURE
Liber amicorum Eibe Riedel 5 rather that science sparked the democratic revolution and “that science continues to foster political freedom today.”^9 Aside from the possible fostering of political freedom by scientific advancement, the Enlightenment represents both the affirmation of the scientific method and the formulation of the human rights. The former reflected faith in human progress while the latter defined standards of freedom and equality on which the legitimacy of modern governments would henceforth be judged.
Liber amicorum Eibe Riedel 7 advances in understanding human nature, beginning with biology. C. HUMAN RIGHTS IMPLICATIONS OF SCIENTIFIC KNOWLEDGE ABOUT HUMAN NATURE Although a contested concept, “human nature” has been understood as a combination of genetic and cultural factors determining human behaviour. Wilson describes human nature as the “monster in the fever swamp of public discourse,” 13 but finds “that ample evidence, arising from multiple branches of learning in the sciences and humanities, allows a clear definition of human nature.” His definition—which is an excellent starting point for reflecting on the implications for human rights—is “the inherited regularities of mental development common to our species,” and the result of “the interaction of genetic and cultural evolution that occurred over a long period in deep prehistory.”^14 These interactions generate “epigenetic rules” of psychological development, which, he is quick to point out “are not genetically hardwired.” 15 Paul Ehrlich explains in Human Natures, “[h]uman natures are clearly the result of biological and cultural evolution, and in some sense the ethical feelings and behaviors that are part of our natures must have arisen through these same processes.”^16 He cautions, however, that only the capacity to develop ethics, that is, to anticipate consequences, feel empathy, internalized societal standards, and make moral choices, derives from human biology; “the actual ethics, morals, and norms of a society—the products of that ethical capacity—are overwhelmingly a result of cultural evolution within that society.”^17 Scientific discussion of the tension in human nature between genetic vs. cultural factors and between individual egoism and group identity has rarely been linked to human rights. One of the papers presented to the Committee on the Theoretical Bases of Human Rights in 1947 dealt with human rights protection of individuals in tension with that of groups from the biological perspective. R. W. Gerard, professor of physiology at the University of Chicago, wrote, “The central problem of man in society is that of outlining (^13) Wilson (Fn. 2), 191. (^14) Wilson (Fn. 2), 192. (^15) Wilson (Fn. 2). 194. (^16) Paul R. Ehrlich, Human Natures: Genes, Cultures, and the Human Prospect. Washington, D.C.: Island Press/Shearwater Books, 2000, p. 308. (^17) Ehrlich (Fn. 16 ), 308 - 309.
8 Human Nature and Human Rights -- Marks the territory of the individual within the larger territory of the group. … This is the inescapable dichotomy: each man (and his neighbour) is a complete whole, dedicated to self-survival and in basic competition with other men; but each man (and his neighbour) is a component unit of a larger whole, the society, and dedicated to group survival by basic cooperation with other men in that group.” 18 This simple fact has implications for human rights. According to Gerard, “Man’s rights and duties, then, cannot be absolute but remain always relative to his milieu…The ‘rights of man’ are attempts to define the territory of the individual (or the small group) vis- à-vis his neighbours and larger groups.”^19 Affirming that “social evolution cannot violate general laws of biological evolution,” he acknowledges that “the biologist cannot supply details of what present human rights should be.” 20 Nevertheless, he assesses human rights from a biological perspective by reiterating several general laws of biological evolution, including: Greater dependence of the individual on the group is in the line with evolution. Altruism is growing relative to selfishness… Any doctrine which regards man only as an individual or only as a unit in a group is necessarily false. The duality of man, as an individual whole and as a social unit, is inescapable. The extremes of eudemonism and utilitarianism, individualism and collectivism, anarchism and totalitarianism, laissez-faire and absolute economic socialism are untenable. The rights of man involve rights of the individual (or small group) as against other individuals (or groups) or the whole society – which implies duties of them to him – and rights of the whole (or small group) as against the individual (or group) – which implies duties of him to it. 21 In that same symposium, international lawyer Quincy Wright began his reflections by noting that “biologists tell us that all men share with the higher animals desires of varying intensity for life, for food, for sex, and for dominance. The psychologists add the desire for home territory, for personal freedom, for movement and for society.”^22 He concluded, [h]uman (^18) R. W. Gerard, “The Rights of Man: A Biological Approach,” in Jacques Maritain, ed., Human Rights: Comments and Interpretations, London/New York, Allan Wingate [Originally issued as UNESCO Doc. PHS/3 (rev.)], 2 05 - 206. (^19) Gerard (Fn. 18), 206-207. (^20) Gerard (Fn. 18), 208. (^21) Gerard (Fn. 18), 208-209. (^22) Quincy Wright, “Relationship between Different Categories of Human Rights, in Maritain (Fn. 18), 143.
10 Human Nature and Human Rights -- Marks All men are born free? All men remain free? No, not a single man: not a single man that ever was, or is, or will be. All men, on the contrary, are born in subjection, and the most absolute subjection--the subjection of a helpless child to the parents on whom he depends every moment for his existence. … All men born free? Absurd and miserable nonsense! ... All men are born equal in rights. The rights of the heir of the most indigent family equal to the rights of the heir of the most wealthy? … All men (i.e. all human creatures of both sexes) remain equal in rights. … The apprentice, then, is equal in rights to his master; … So again as between wife and husband. The madman has as good a right to confine anybody else, as anybody else has to confine him.^25 This diatribe goes on at length (and Bentham’s Anarchical Fallacies contains much more in this vein on this and each of the articles of the French Declaration) and includes his famous assessment of “natural rights” as “simple nonsense” and “natural and imprescriptible rights” as “rhetorical nonsense--nonsense upon stilts.” 26 From the “laws of nature,” he explained, “come imaginary rights, a bastard brood of monsters.” 27 Was Bentham’s critique a reflection of a finding of evolutionary biology that humans are hierarchical? Clearly humans are born unequal in status, property, genetic endowments, access to the social determinants of good health and in numerous other aspects. An yet the Universal Declaration’s opening article reads “All human beings are born free and equal in dignity and rights. They are endowed with reason and conscience and should act towards one another in a spirit of brotherhood.” The claim that equality derives from human nature constitutes what Bentham called an anarchical fallacy. He argued, “[t]here are no such things as natural rights—no such things as rights anterior to the establishment of government—no such things as natural rights opposed to, in contra- distinction to, legal rights.” Bentham criticizes natural law because it confuses what ought to be with what is and thus commits the “naturalistic fallacy” in the common (^25) Jeremy Bentham, Anarchical Fallacies; Being an Examination of the Declarations of Rights Issued During the French Revolution, in The Works of Jeremy Bentham published under the superintendence of his Executor, John Browning, vol. two, New York: Russell & Russell, Inc., 1962, [originally published in 1843], 498 - 499. (^26) Bentham (Fn. 25 ), 501 (^27) Bentham (Fn. 25 ), 523.
Liber amicorum Eibe Riedel 11 sense of the expression. 28 The critique holds insofar as it rejects the assertion that a behaviour (e.g., treating people equally) is a human right because it corresponds to a theoretical state of nature (e.g., all humans are born equal). It is both factually wrong that humans are born equal and morally dangerous to want to make a right out of what occurs naturally. Slavery, genocide, patriarchy, and discrimination based on class, sex, caste, social origin, ethnicity, language or religion occur “naturally” in human societies. It is clear therefore that the current corpus of human rights has not relied on the idea that what humans are known to do with sufficient regularity as to be their “natural” behaviour merits being enshrined as a “natural” right. Part of the confusion stems from the concept of the “state of nature,” as defined by Locke, Hobbes, Rousseau, and Hume, that is, the condition of early man before the state, laws and other constraints under the social contract. Although this state of nature is pure speculation of Enlightenment philosophers, it is extraordinary the extent to when their descriptions resemble that of more recent paleontology. Consider how Rousseau described the “savage”: “Accustomed from their infancy to the inclemencies of the weather and the rigour of the seasons, inured to fatigue, and forced, naked and unarmed, to defend themselves and their prey from other ferocious animals or to escape them by flight, men would acquire a robust and almost unalterable constitution.”^29 Under the state of nature, man has “natural liberty and an unlimited right to everything he tries to get and succeeds in getting,” which he gives up in the social contract in exchange for “civil liberty and the proprietorship of all he possesses.” 30 Human rights have been based on the assumption of the perfectibility of human society and that altering behaviour based on moral precepts is possible through law and education, what Donnelly calls “a self-fulfilling moral prophecy.”^31 Thus it is not the observed nature of humans (unequal at birth, in competition with other individual, prone to violence) but the (^28) The naturalistic fallacy also understood in philosophy as the error of assuming, because some thing or act has a property, such as being pleasant, and pleasantness is good, that therefore the thing or act in question is always good. Such was the position of the philosopher G. E. Moore in his 1903 book Principia Ethica. (^29) Jean-Jacques Rousseau, Discourse on the Origin of Inequality, originally published 1755, quoted from The Social Contract and Discourses , translated by G.D.H. Cole, ed. By P. D. Jimack, London, Orion Publishing, 1993, 53. (^30) Rousseau (Fn. 29), 196. (^31) Donnelly (Fn. 4), 15.
Liber amicorum Eibe Riedel 13 individual behaviour, altruism is also deeply inbedded in human nature. Evolutionary biology teaches us that altruism emerged as cooperation within the in-group and as hostility toward the out-group. Altruism had been explained by the “inclusive fitness theory,” developed by William Hamilton and others in a 1964 articles in the Journal of Theoretical Biology. The theory holds that the genes for altruism could evolve if relatedness or kinship (r) makes the benefit to the individual (B) of an action exceed the cost (C) to the individual, expressed in the formula rB
C. This inclusive fitness theory prevailed for three decades until several scientists, including Wilson, reconsidered it in the 1990s because the mathematics did not work out and empirical evidence could not be produced to support it.^35 Wilson replaces it with standard models of population genetics. In The Social Conquest of Earth , Wilson explains the concept of eusociality (the highest level of social organisation), that is, the complex social system of a limited number of species, like ants, termites, wasps and humans, that “divide labor in what outwardly at least appears to be an altruistic manner,”^36 creating superorganisms having a comparative advantage over other organisms. His explanation of altruism and thus of moral behaviour is that “[h]man beings are prone to be moral—do the right thing, hold back, give aid to others, sometimes even at personal risk— because natural selection has favored those interactions of groups members benefitting the group as a whole.”^37 Cooperation is even more important for him in that it favours groups with a higher proportion of co-operators over other groups. His conclusion on this point holds considerable potential for clarifying the relationship between human nature and human rights: “we [humans] are unique among animals in the degree that we attend to the sick and injured, help the poor, comfort the bereaved, and even willingly risk our own lives to save strangers.” 38 In sum, “authentic altruism is based on a biological instinct for the common good of the tribe, put in place by group selection, wherein groups of altruists in prehistoric times prevailed over groups of individuals (^35) Wilson (Fn. 2 ), 167 - 182. The story of the controversy surrounding Wilson recantation of inclusive fitness is told in Jonah Lehrer, “Kin and Kind: A fight about the genetics of altruism”, The New Yorker , March 5, 2012, p. 40-42. (^36) Wilson (Fn. 2), 109. (^37) Wilson (Fn. 2), 247. (^38) Wilson (Fn. 2), 250.
14 Human Nature and Human Rights -- Marks in selfish disarray.”^39 From this perspective, it is not difficult to see the motivation behind such human rights standards as the right of everyone “to a standard of living adequate for the health and well-being of himself and of his family, including food, clothing, housing and medical care and necessary social services, and the right to security in the event of unemployment, sickness, disability, widowhood, old age or other lack of livelihood in circumstances beyond his control.” (UDHR, Article 25). This norm, and the more detailed enumeration of economic, social and cultrual rights in human rights treaties, was not drafted with natural selection in mind but in effect favours the “authentic altrusim” to which Wilson refers.
16 Human Nature and Human Rights -- Marks [where] we see the spread of particularly virtuous moral attitudes.”^45 He concludes, “It is thus possible for some groups to facilitate the spread of what many consider universal rights.” 46 D. CONCLUSION: A NEW ENLIGHTENMENT FOR UNDERSTANDING THE RELATIONS BETWEEN HUMAN NATURE AND HUMAN RIGHTS The relationship between human nature and human rights was essential to the emergence of modernity during the Enlightenment insofar as human rights were deemed to derive from human nature. That relationship has evolved radically in the sense that most human rights seek to limit behaviours that are regarded constant features of human nature. A more nuanced interpretation of this relationship might consider individual autonomy and freedom as aspirations deriving from the egoist in human nature, the selfish individual seeking procreative advantage. These traits reflect underlying concerns of many civil and political rights. Those traits that translate into behaviours of cooperation and concern for others derive from altruism and empathy in human nature, and find expression in economic, social and cultural rights. While this categorization of rights has its limits,^47 there is a common recognition in the legal formulation of human rights and in the biological understanding of human nature that humans are self-centred and aspire to enjoy freedom, on the one hand, and compassionate and willing to accept duties toward others, on the other. Developments in biology, psychology and neuroscience are shedding light on the biological origins of moral reasoning such that we can now consider that it is consistent with human nature for societies to formulate and protect human rights aimed at altering human behaviour. In discussing violence above, we noted that Wilson listed condemnation of slavery, child abuse, and genocide as the “clearest ethical precepts” on which all agree and that this list could be expanded “with deepened self- awareness” to “precepts shared by most societies” which “will stand the test of biology-based realism.”^48 But he added that outside of these “there is a (^45) Marc Hauser, Moral Minds. The Nature of Right and Wrong , New York, HarperCollins, 2006, 311. (^46) Hauser (Fn. 45 ), 311. (^47) I have argued elsewhere that this categorization has outlived its usefulness and that a more holistic and integrated understanding of human rights is preferable. Stephen P. Marks, “The Past and Future of the Separation of Human Rights into Categories, ” Maryland Journal of International Law , vol. 24 (2009), 208 - 241. (^48) Wilson (Fn. 2 ), 254
Liber amicorum Eibe Riedel 17 grey domain inherently difficult to navigate” and about which inquiry into the biological history “has not been done. In fact, it is seldom even imagined.”^49 He anticipates that such issues as gay rights, contraception and forced marriage will not “stand the test of biological realism.”^50 The record of human rights bodies dealing with these and many other issues in the “grey domain” turns out to be more promising than Wilson anticipates, whether we consider the Convention on Consent to Marriage, Minimum Age for Marriage and Registration of Marriages, which entered into fore in 1964, the Yogyakarta Principles on the Application of International Human Rights Law in relation to Sexual Orientation and Gender Identity drafted in 2006, 51 or the UN Declaration on Sexual Orientation and Gender Identity, or progress in reproductive and sexual rights since the Cairo International Conference on Population and Development in 1994.^52 No one claims that these matters are settled, as is evident from the deliberations of the Human Rights Council. Nevertheless, civil society and international bodies have produced considerable normative clarity beyond Wilson’s “clearest ethical precepts.” The work of the Committee on Economic, Social and Cultural Rights, where Eibe Reidel has played an outstanding role since 2003, has dealt with many matters in the “grey domain,” although without submitting to the “test of biological realism.” To the extent that emerging human rights norms challenge behaviours common to human societies for millennia (such as gender stereotyping, discrimination, inequality in access to basic goods, violence), it is not an exaggeration to consider that they seek to reverse the course of human nature. Several natural scientists have addressed the deep origins of moral reasoning and, by implication, of human rights. Alex Walter writes in “The Anti-Naturalistic Fallacy” that an evolutionary study of morality would enable us to investigate “how people came to acquire ethical concepts…how they make ethical judgments…and how they construct ethical systems,” as well as to “derive new ethical principles from a combination of newly discovered facts and already accepted normative (^49) Wilson (Fn. 2 ), 254. (^50) Wilson (Fn. 2 ), 254. (^51) See http://www.yogyakartaprinciples.org (visited 6 August 2012.) (^52) A/CONF.171/13/Rev.1 -- Report of the International Conference on Population and Development, U.N. Doc. A/CONF.171/13/Rev.1 (1994).
Liber amicorum Eibe Riedel 19 It is accepted in the biological study of human nature, as Ehrlich put it, that “[h]uman beings are the only animals that have developed religions, ethics, moral codes, and mutually agreed-on norms of conduct. These are human universals, but micro- and macroevolution have combined to produce a multitude of forms in different societies.” 61 Thus, those who study human nature might benefit from introducing explicit knowledge of human rights norms into their reflections on moral codes as products of human self-reflection. As Hauser suggested, “Inquiry into our moral nature will no longer be the proprietary province of the humanities and social sciences, but a shared journey with the natural sciences.” 62 The principal claim of this essay is that such research will enhance our understanding of human rights and human nature if pursued rigorously. Without there being a need for the body Changeux proposes (which seems to be a mix of the current International Bioethics Committee of UNESCO and the Human Rights Council Advisory Committee), there is ample room for more research drawing on emerging knowledge in the life sciences, social sciences, neuroscience, humanities and psychology about human nature with explicit reference to the implications for human rights. This is the first argument Wilson makes for a “new Enlightenment.”^63 His second argument is equally compelling: “The planet we have conquered is not just a stop along the way to a better world out there in some other dimensions. Surely one moral precept we can agree on is to stop destroying our birthplace, the only home humanity will ever have.”^64 The genius of the Enlightenment was the synthesis of knowledge in ways that had major impacts on human affairs, principal among which were scientific progress and defining and enforcing human rights. A new Enlightenment would mean an intellectual reconnecting of moral philosophy regarding human rights and the extraordinary advances in the scientific understand of human nature. The challenges of climate change, genomics, nanotechnology, green energy, robotics, neuroscience, to name but a few areas of the extraordinary developments of this century, call for such a new Enlightenment. The 18 th^ century Enlightenment was the launching pad of modern scientific method and of modern government respectful of human rights. Three hundred years later, there is much to be (^61) Ehrlich (Fn. 16), 256. (^62) Hauser (Fn. 45 ), 425. (^63) Wilson (Fn. 2), 289-291. (^64) Wilson (Fn. 2 ), 294.
20 Human Nature and Human Rights -- Marks gained by restoring the willingness to cross disciplinary boundaries and seek new insights regarding the human condition.