
























Study with the several resources on Docsity
Earn points by helping other students or get them with a premium plan
Prepare for your exams
Study with the several resources on Docsity
Earn points to download
Earn points by helping other students or get them with a premium plan
Community
Ask the community for help and clear up your study doubts
Discover the best universities in your country according to Docsity users
Free resources
Download our free guides on studying techniques, anxiety management strategies, and thesis advice from Docsity tutors
The benefits of mentoring for faculty productivity, teaching effectiveness, and faculty retention, recruitment, and satisfaction. It highlights the importance of mentoring networks for underrepresented faculty groups and the differences between mentors and sponsors. The document also emphasizes the importance of both formal and informal mentoring relationships and the challenges faced by women and minorities in finding high-quality mentoring relationships.
Typology: Lecture notes
1 / 32
This page cannot be seen from the preview
Don't miss anything!
The fifteen members of the Provost’s Advisory Council for the Enhancement of Faculty Diversity provided leadership and counsel in creating this guide. Individually, each possesses a deep commitment to advancing faculty diversity at Columbia; collectively, they represent the enormous breadth of Columbia’s academic community. We particularly note the invaluable contributions of our Climate Change Working Group:
We also want to give special thanks for the leadership and support of Lee Goldman , Executive Vice President and Dean of the Faculties of Health Sciences and Medicine and Chief Executive of Columbia University Medical Center, as well as the staff members of the Office of the Senior Vice President for Faculty Affairs and Career Development at Columbia University Medical Center and the Office of the Provost, who played a critical role in researching and assembling resources.
Clara Lapiner Director of Faculty Professional Development, Columbia University Medical Center
Shana L. Lassiter Assistant Provost for Faculty Diversity and Inclusion, Columbia University
Adina Berrios Brooks Director for Faculty Diversity and Inclusion, Columbia University
This guide is a result of a review of relevant literature and discussions with the Climate Change Working Group as well as with deans and senior and junior faculty throughout the University. While these discussions were focused on the mentorship needs of diverse faculty, it was recognized that attention to the mentoring needs of all faculty would substantially benefit the university. Thus, this guide provides information on the principles of mentoring, with attention to the nuances of mentoring important to diverse faculty.
First printing, August 2016.
Anne L. Taylor, Chair, Working Group; Office of the Executive Vice President and Dean of the Faculties of Health Sciences and Medicine; Office of the Chief Executive, Columbia University Medical Center
Katherine W. Phillips Office of the Dean, Columbia Business School
Ruben L. Gonzalez Jr. Department of Chemistry, Faculty of Arts and Sciences
Dennis A. Mitchell Office of the Provost; Office of the Dean and Division of Community Health, College of Dental Medicine
Samuel K. Roberts Department of History, Faculty of Arts and Sciences; Department of Sociomedical Sciences, Mailman School of Public Health
Dear Colleague:
Columbia University aspires to be the go-to institution for the world’s greatest scholars. We cannot achieve this without realizing our core values of both inclusion and excellence. This requires sustained focus on equity in all of our efforts to recruit, hire, promote, and retain an exceptionally well-qualified faculty. The University’s Guide to Best Practices in Faculty Search and Hiring, first released electronically in 2014, provides guidance for our recruitment and hiring efforts. The current Guide to Best Practices in Faculty Mentoring serves as a companion resource, providing direction for promotion and retention efforts within each department or school.
This guide is intended to assist schools, departments, and faculty in implementing mentoring programs tailored to their needs. It does not replace existing University, school, or department procedures, but rather serves as a framework and supplemental resource. It provides an overview and guidance for schools and departments seeking to develop new mentoring programs, and serves as an asset for those schools and departments with robust mentoring programs already in place. The Guide also provides targeted resources for mentors and mentees, with a particular focus on empowering junior faculty members to seek and shape important mentoring relationships.
We developed this manual because we believe that adherence to its guidelines will have a positive impact on faculty success and will enhance the climate of inclusiveness University- wide, thus building a stronger University community. A thriving, diverse faculty is essential to creating a dynamic learning and working environment that will prepare all of our students to lead in our global society.
We hope you will find this resource valuable in your role as mentor, mentee, and/or champion of mentoring initiatives within your unit. Thank you for all that you do to strengthen our community and ensure the future excellence of Columbia University.
Sincerely,
John H. Coatsworth Provost
Vital faculty are essential to Columbia University’s mission to be one of the world’s preeminent centers of research as well as a distinctive and distinguished learning environment. Mentoring is a highly successful, adaptable, and practical strategy for supporting faculty members’ success and satisfaction across their career. Mentoring has been shown to enhance research productivity (Bland & Schmitz, 1986; Bland et al., 2002; Byrne & Keefe, 2002), to enhance teaching effectiveness (Williams, 1991), and to increase faculty retention, recruitment, productivity and satisfaction, as well as to decrease faculty attrition. In addition, mentoring may promote a more positive organizational climate (Corcoran & Clark, 1984; Melicher, 2000).
Definitions, concepts, and practices of mentorship for university faculty vary considerably, but all place value on a relational structure that provides specific knowledge required for faculty to develop successful independent scholarship, as well as essential professional relationships that place faculty within the network of scholars in their discipline. These are often framed as career advancing or “instrumental” functions or as psychosocial or “expressive functions,” but they are closely related and overlapping (Zellers, Howard, & Barcic, 2008; Chao, Walz, & Gardner, 1992; Mott, 2002). Though most frequently conceptualized as a single, formalized, dyadic, hierarchical relationship between a senior and junior faculty member (Zellers, Howard, & Barcic, 2008), more recent concepts of mentoring would suggest that effective faculty mentoring should involve both formal and informal relationships with a broad array of professional colleagues (mentoring networks, constellations, distributed mentoring, partnerships) (Zellers et al., 2008; Pololi & Knight, 2005; De Janasz & Sullivan, 2004; Kram & Isabella, 1985; McClurken, 2009; Van Emmerik, 2004; Ibarra, 1993). Mentoring networks can provide guidance and multidimensional perspectives on developing contemporary academic careers, may reduce the power dynamics often present within the junior-senior pairing, and can include individuals within and outside of academic environments (Pololi & Knight, 2005; McClurken, 2009). It has been suggested that mentoring networks are of particular
importance to women and diverse faculty, who are less likely to find spontaneous dyadic mentoring relationships that address the full range of their career concerns (Mott, 2002; Zellers et al., 2008; Pololi & Knight, 2005; Van Emmerik, 2004; Chesler, Single, & Mikic, 2003; Chesler & Chesler, 2002; Bickel, 2014). Despite this, the development of effective mentoring networks may still be more difficult for diverse faculty (Ibarra, 1993). Further, the “mentoring network” model empowers junior faculty to actively identify and set in motion essential mentoring relationships suited to their unique needs, as opposed to more passive dependency on department or senior faculty to initiate mentorship. Because successful mentoring relationships require active and committed engagement on the part of both mentor and mentee, an essential concept for junior faculty to fully embrace is that they (mentees) are empowered to seek and shape important mentoring relationships (McClurken, 2009; Pololi & Knight, 2005; Fleming et al., 2015; Chesler & Chesler, 2002; Chesler et al., 2003; Bickel, 2014).
Specific points of general knowledge of importance (i.e., requirements for academic promotions, specific skills) may be efficiently provided to groups of faculty via seminar or workshop format. Often categorized as “group mentoring,” it is an efficient way to be sure that a common fund of important career development information is delivered to all junior faculty, particularly closing the “information gap” experienced by women and underrepresented minority faculty. Finally, the focus of faculty mentoring has broadened to include faculty beyond early-career stages, including midlevel and senior faculty who face career transitions; these faculty may utilize self-initiated “peer or near peer” mentoring relationships to a much greater extent than junior faculty, but may benefit from specific school/departmental facilitated group or peer mentoring programs.
At the institutional or organizational level, mentoring has many benefits that increase organizational strength and productivity and establish an inclusive and supportive scholarly community (Zellers et al., 2008; Boyle & Boice, 1998). Mentoring has been shown to enhance research productivity (Bland & Schmitz, 1986, Bland et al., 2002; Byrne & Keefe, 2002) and teaching effectiveness (Williams, 1991; McMurtrie, 2014; Zellers et al., 2008); and has
Given the many roles that mentors may play and the greater diversity of the professoriate, it may be unrealistic to expect a single individual to perform all roles equally well. Thus, the value of the concept of multiple mentors and mentoring networks has become considerably more important in recent years (Mott, 2002; De Janasz & Sullivan, 2004). Additionally, because traditional mentoring relationships have often been the result of senior faculty gravitating to mentorship of junior faculty “like themselves,” the technical and psychosocial functions may be intermixed. Identification and development of high quality mentoring relationships providing both instrumental and expressive functions have been much more challenging for women and members of underrepresented demographic groups (Mott, 2002; Pololi & Knight, 2005; Ibarra, 1993). Data strongly suggest that because these demographic groups are less likely to find traditional, dyadic mentoring relationships of high quality (Mott, 2002; Ibarra, 1993; Ibarra et al., 2010; Bickel, 2014; Daley, Wingard, & Reznik, 2006; Girves, Zepeda, & Gwathmey, 2005), they are less likely to progress in academia (Fang et al., 2000; Daley et al., 2006; Mark, 2001; Bickel, 2014). As the professoriate has grown more diverse, mentorship requires consideration of the social dimensions of career development particularly experienced by women and underrepresented minority faculty (Daley et al., 2006; Bland et al., 2009; Girves, Zepeda, & Gwathmey, 2005; Ibarra et al., 2010). These include cultural taxation, isolation, and exclusion from informal collegial networks, unintended bias, and devaluation of scholarship focused on minorities or women, and biculturalism (Turner, Myers, & Creswell, 1999). Thus, mentoring networks and multiple mentors specifically identified and sought by historically underrepresented groups may be of special value to guide management of the unique challenges experienced by these faculty groups.
The foci of faculty mentoring should include guidance in multiple domains of career development. These include, but may not be limited to the following:
Mentorship and sponsorship both enhance career advancement, and mentors may also be sponsors; however, these two advisory functions are quite different. While mentors provide guidance, feedback, and psychosocial support on an ongoing basis, sponsors provide specific strategic opportunities to an individual at a particular time (Ibarra et al., 2010). Mentors can be peers, near peers, or more senior and provide ongoing guidance on technical as well as psychosocial functions. By contrast, sponsors are generally more senior in rank with sufficient influence in their field to provide key opportunities, but may have no other supportive function (Ibarra et al., 2010). Actions such as advocating at a critical time on behalf of the faculty, nominating faculty for selected awards or important organizational memberships, or making strategic introductions to key people within the discipline of the scholar can be single or episodic sponsoring actions, separate from mentoring, that nonetheless may have very significant career impact.
Though the roles of a sponsor and a mentor are different in function, a mentor can often be a sponsor if the mentor in question has the necessary authority, connections, and network to provide key opportunities (Ibarra et al., 2010; Zellers et al., 2008). However, a mentor and sponsor may not always be found in the same person. Both mentorship and sponsorship are influential to career success, and have been shown to be particularly important for developing the “social capital” of women and minority faculty in academia (Ibarra et al., 2010; Bickel, 2014). A 2008 survey of men and women in business companies found that both men and women had mentors, but the quality of mentorship greatly varied between men and women (Ibarra et al., 2010). As Hermnia Ibarra, Nancy Carter, and Christine Silva wrote:
“All mentoring is not created equal, we discovered. There is a special kind of relationship—called sponsorship—in which the mentor goes beyond giving feedback and advice and uses his or her influence with senior executives to advocate
for the mentee... Furthermore, without sponsorship, women not only are less likely than men to be appointed to top roles but may also be more reluctant to go for them (2010, p. 82).”
Because sponsorship may occur outside of traditional assigned mentoring dyads, and it is often initiated by a senior faculty member who identifies in some way with a particular junior faculty member, this quality of “sponsoring” may present a major obstacle for women and minority faculty (Bickel, 2014), who differ in many ways from established senior faculty (Chesler & Chesler, 2002; Chesler et al., 2003). This was famously illustrated by Sheryl Sandberg, author of Lean In, who stated that “It’s wonderful when senior men mentor women. It’s even better when they champion and sponsor them. Any male leader who is serious about moving toward a more equal world can make this a priority and be part of the solution. (2013, p. 71).”
TRADITIONAL PEER AND NEAR PEER
GROUP MENTORING NETWORKS
SPONSORSHIP
STRUCTURE Hierarchical Often assigned, highly structured
Peer, near peer Often mentee initiated, may be facilitated by school/department
Hierarchical Often time limited
May include any level of faculty. May be mentee or mentor initiated or facilitated by school/department
Hierarchical- highly influential senior faculty who provide key opportunities
FORMAT One mentee with one mentor or team of mentors
One-to-one or small collaborative group Nonhierarchical power dynamic Reciprocal information sharing and psychosocial support
One or small number of mentors for specific skills, training, or information distribution
Multiple relationships with a variety of advisors. Variable duration, scope, and nature of support
Can be single or intermittent actions not associated with ongoing mentorship
TYPICAL CAREER STAGE OF MENTEE
Early All career stages All career stages All career stages Junior
TYPICAL CAREER STAGE OF MENTOR
Mid or senior All career stages All career stages All career stages Senior
Adapted from Bland et al., 2009
In formal mentoring relationships, the roles and responsibilities of mentors and mentees should be defined and made explicit from the outset. Both the mentor and mentee have responsibilities for maintaining the productivity of the relationship.
The literature distills characteristics of effective mentoring to include the following:
As mentoring relationships evolve, so do the roles and functions of the members in the relationships. The figure above demonstrates the ways in which roles can vary over time and in different forms of mentoring. Mentoring can vary in the proportion of directive versus nondirective advising on the part of the mentors, depending on the stage of development of the mentee. While close supervision may be appropriate for student mentees, faculty mentor/ mentee relationships are between individuals who also are professional colleagues and thus should be collegial and collaborative rather than highly directive.
Supervision
Informal participant- initiated Mentoring
Enhanced Informal Mentoring (facilitated but participant driven)
Formal Mentoring (department or school run)
Sponsorship Professional Coaching
Adopted from Harold Pincus, MD, Department of Psychiatry, Columbia University College of Physicians and Surgeons
Though women start academic careers in almost equal numbers as men, the numerical difference between the groups widens with advancing rank, so that men lead with slightly greater than 2:1 ratio at the full professor rank (Snyder, 2015). Snyder (2015) cites that in 2013, the National Center for Education Statistics, as part of a U.S. Department of Education report, published data from 2011 showing that women and men entered higher education faculty positions in similar numbers at the assistant professor level, but that as they move up the ranks, the quantitative difference between men and women changes dramatically, with significantly more men than women at the full professor rank. Minorities, constituting 19 percent of all full-time faculty, followed a similar pattern as women (see table above) (Snyder, 2015).
Data show that women and minorities are less likely to be promoted and are more likely to stay at the same rank longer (Fang et al., 2000; Alexander & Lang, 2008; Liu & Alexander, 2010; Palepu et al., 1998), which can lead to higher attrition among these groups (Cropsey et al., 2008; Mahoney et al., 2008; Nunez-Smith et al., 2007).
Other studies have echoed these findings and have attributed this “leaking pipeline” for women and minority faculty to subtle cumulative barriers (Ibarra et al., 2013; Ibarra et al., 2010; Fried et al., 1996; Smith et al., 2015)
Women Men Minorities* Full-Time Faculty 44% 56% 19% Assistant Professor 49% 51% 23% Associate Professor 42% 58% 20% Full Professor 29% 71% 15%
From U.S. Department of Education, National Center for Education Statistics, 2011 national study of full-time instructional faculty in degree-granting postsecondary institutions
It is evident from the literature review that mentoring can have a positive impact on faculty career development as well as on departments and institutions as a whole. However, programs may vary in their effectiveness in meeting the needs of faculty and departments. Careful consideration of the structure, model, culture of the academic unit, and resources available to the unit—and devoted to the programs by the academic unit implementing a mentoring program— will ensure that faculty receive appropriate support to meet their goals and the goals of the schools/departments.
School/departmental programs should aim, at minimum, to assist all junior faculty to:
A combination of modalities may decrease the mentoring burden on individual senior faculty, as well as decrease the reliance of junior faculty on a single mentoring relationship:
small group of senior mentors that are organized around the acquisition of specific skills or problem solving
In the process of identifying and creating a mentorship program model, the key steps outlined below may be useful:
such as making mentorship an integral part of the annual evaluation and promotion process—and finally, recognition and celebration of the importance, value, and the successes of excellent mentors through awards—helps to build a culture of mentorship. Resources for both mentors and mentees should also include tools for communications and/ or programs that aim to enhance mentoring relationships.
If units decide to assign mentor/mentee pairs for ongoing advising, pairs can be constituted in various ways. The options include assignment (either a mentoring committee or individual mentor) by the department, allowing mentors and mentees to fully self-select, or some combination of these two options. Data suggest that pairings may be more sustained and successful when both the mentor and mentee have some choice, but departments may also consider the scholarly basis for assignments. Departments should also be mindful of the data showing that women and underrepresented groups are less likely to develop high- quality mentoring relationships when self-selection is the sole method of assignment, and so should ensure that these faculty groups have equal access to excellent mentors.
Creation of specific annual goals, meeting schedules, deliverables, and measures of progress must be the joint work of mentors and mentees.
The mentee/junior faculty should be responsible for creating meeting agendas to include an update on interim activities related to their academic performance and career development. There should be discussion of progress in each career development domain and agreement concerning goals/strategies/deliverables for the next period. Additionally, the mentor should be sensitive and receptive to issues relating to sense of isolation, exclusion from school/ department, or disproportionate service burden that can be particularly experienced by underrepresented minority and women faculty. While it is the responsibility of the mentor to advocate for, advise, coach, and support the mentee, mentees are responsible for collaboratively developing appropriate goals and meeting expectations, and for the hard work and integrity necessary to develop academic independence.
The frequency and level of detail of mentoring discussions may vary depending on the level of advancement of the junior faculty (i.e., it may be determined that more frequent meetings would be necessary for faculty in early years, with tapering of frequency or change in focus as faculty advance), as well as the level of independence of the junior faculty. An annual review of academic goals to assess overall progress is also advisable. The annual review may be clearly distinguished from mentoring meetings by its format and comprehensive review of all aspects of career development. Both the mentor and mentee should keep a record of the meetings as a measure of progress and for reference. The academic unit may decide whether or not it wishes to formalize review of these records to ensure that assigned mentoring meets the standard set by the school/department.
In addition to school/departmental formal individual mentoring, academic units may wish to facilitate peer or near peer meetings in which groups of faculty may share their experiences, concerns, and problem-solving approaches. They may also provide opportunities for junior faculty networking with external scholars.
Other group mentoring meetings may enhance the knowledge and transparency of promotion policies and processes, departmental or school-specific academic expectations, and information on resources and opportunities available to faculty. Group meetings focusing on information critical to advancement also ensure equal access to key information across all faculty demographic groups.
An added complexity to mentorship occurs when a faculty member works primarily in a center or institute, but academic milestones and advancement processes remain the responsibility of the department. Close collaboration between department and center/institute will be required to serve the needs of this group of faculty. For interdisciplinary mentoring to be effective, a few additional strategies should be utilized:
In higher educational institutions, teaching and supervising students at all levels is coequal in importance to the generation of scholarship and is considered an essential measurable parameter guiding promotion decisions. By contrast, mentorship of junior colleagues by senior colleagues is often the product of an individual commitment by a senior faculty member relying on “natural skills and intuition.” In addition, this type of mentoring relationship is occurring between colleagues, albeit at different career stages, but which influences the interactions. Mentoring skills, like teaching skills, can be enhanced by specific training and attentiveness to key principles and best practices (Pfund et al., 2006):
- Time Commitment: Because mentoring requires ongoing advising and review of a junior colleague’s scholarship and teaching, senior faculty should be sure they can commit adequate time to this task. - Collaboration: In contrast to teaching students, which may be supervisory in nature, mentoring junior colleagues requires a more collaborative working approach with the goal of scholarly independence and recognition as an expert in discipline. - Scope of Guidance: Mentors and mentees, whether assigned by the academic unit or self-selected, should establish what the scope of mentoring will be. Will the focus be scholarship, teaching, overall career development, advancement, sponsorship, or combinations of these? It is particularly important, when there is a mentoring team or interdisciplinary mentoring is planned, that there is clarity regarding the team structure and individual responsibilities of team members. - Mentoring Plan: Mentors should collaboratively work with mentees to agree upon the mentorship goals, frequency of meetings, who will create the agenda for any meetings, and the timetable for deliverables, as well as the duration of the relationship. In general, the areas of career development that should be discussed during meetings may include o development of scholarship and progress toward scholarly independence; o educational skills and evaluation; o network development opportunities; o preparation for and progress toward academic promotion; and o advice on academic service (what, how much and when are key considerations). - Special Considerations: Mentors should assess whether there are considerations that would be especially important for women or underrepresented minority faculty that should be discussed. If the mentor does not feel comfortable or sufficiently experienced to discuss such specific topics, facilitating meeting with other faculty members better able to address these concerns is recommended. Mentees should also feel empowered to broaden their group of advisors based on their specific concerns and their level of comfort in discussing these concerns. - Record Keeping: Mentors and mentees should mutually decide what kind of record of meetings should be retained. It is advantageous to both the mentor and mentee to keep written records that allow measurement of progress and accomplishment of goals. The exact format will depend on the nature of the work and the wishes of mentors and mentees, as well as the departmental or school culture. - Network Development: Mentors should encourage and facilitate, if possible, the development of professional and broadened mentoring networks. In addition to the professional growth opportunities, such networks can provide alternative or complementary career development perspectives. They may provide a comfortable environment to discuss some of the unique concerns of women and underrepresented minority faculty.
Whether or not academic units have structured mentoring programs, or junior faculty have been fortunate enough to find more senior faculty willing to act informally as mentor, there are specific strategies and best practices that junior faculty may employ that will allow them to expand their opportunities for mentorship and maximize the benefit of such relationships. Because mentoring relationships are active collaborations, they require commitment and engagement, as well as ongoing self-reflection and evaluation on the part of junior faculty. Thus, it is essential that the faculty members seeking guidance clearly formulate career goals and define what they wish their key accomplishments to be.
A useful construct for faculty to organize a career plan is a brief written summary statement including an overarching vision of the impact on a field they wish to have, the specific areas (mission) in which they will work to realize that vision, and then the specific goals (strategic goals) with timelines for accomplishments that will mark progress within their field. Junior faculty should then consider what competencies they need and plan how and when these should be acquired. This construct provides a framework for discussion and development of specific strategic goals. Faculty should also recognize that the specifics of this construct may change over time and with mentoring advice, but that the initial framework provides a working document for reference. Once a framing construct is articulated, junior faculty should identify in what specific areas guidance is needed and who might best provide such guidance. They should be encouraged to think broadly regarding sources of career development advice and to develop a network including senior faculty, peers and near peers, as well as individuals sharing similar challenges or demographics. Networks should provide opportunities for reciprocal exchange of information relevant to career advancement but also for expressive or psychosocial support.
It is important for junior faculty to be aware of key domains of importance for their success (i.e., teaching; independent scholarship; professional networking; academic or institutional service) and to be sure that appropriate guidance is provided. They should also measure progress in each of these domains within the context of timelines for academic advancement: