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Finite Automata
Finite Automata
- Two types – both describe what are called regular
languages
- Deterministic (DFA) – There is a fixed number of states and we can only be in one state at a time
- Nondeterministic (NFA) –There is a fixed number of states but we can be in multiple states at one time
- While NFA’s are more expressive than DFA’s, we will see
that adding nondeterminism does not let us define any
language that cannot be defined by a DFA.
- One way to think of this is we might write a program using
a NFA, but then when it is “compiled” we turn the NFA
into an equivalent DFA.
Informal Example
• Customer shopping at a store with an electronic
transaction with the bank
- The customer may pay the e-money or cancel the e-
money at any time.
- The store may ship goods and redeem the electronic
money with the bank.
- The bank may transfer any redeemed money to a
different party, say the store.
• Can model this problem with three automata
Bank Automata
Start
Cancel
Pay
Customer
Start Bank
Cancel
Redeem Transfer
a b^ d^ f
c e (^) g
Start
pay redeem transfer
redeem transfer
ship ship ship
Store
Actions in bold are initiated by the entity. Otherwise, the actions are initiated by someone else and received by the specified automata
Entire System as Automaton
- When there are multiple automata for a system, it is useful to incorporate all of the automata into a single one so that we can better understand the interaction.
- Called the product automaton. The product automaton creates a new state for all possible states of each automaton.
- Since the customer automaton only has one state, we only need to consider the pair of states between the bank and the store. - For example, we start in state (a,1) where the store is in its start state, and the bank is in its start state. From there we can move to states (a,2) if the bank receives a cancel, or state (b,1) if the store receives a pay.
- To construct the product automaton, we run the bank and store automaton “in parallel” using all possible inputs and creating an edge on the product automaton to the corresponding set of states.
Product Automaton
a b c d e f g
start
C C C
P
P
S
S
R
R
S
T
T
S
Product Automaton
- How is this useful? It can help validate our protocol.
- It tells us that not all states are reachable from the start
state.
- For example, we should never be in state (g,1) where we have shipped and transferred cash, but the bank is still waiting for a redeem.
- It allows us to see if potential errors can occur.
- We can reach state (c, 2). This is problematic because it allows a product to be shipped but the money has not been transferred to the store.
- In contrast, we can see that if we reach state (d, 3) or (e, 3) then the store should be okay – a transfer from the bank must occur
- assuming the bank automaton doesn’t “die” which is why it is useful to add arcs for all possible inputs to complete the automaton
Simple Example – 1 way door
- As an example, consider a
one-way automatic door.
This door has two pads
that can sense when
someone is standing on
them, a front and rear pad.
We want people to walk
through the front and
toward the rear, but not
allow someone to walk the
other direction:
Front
Pad
Rear
Pad
One Way Door – Formal Notation
Using our formal notation, we have:
Q = {C, O} (usually we’ll use q 0 and q 1 instead)
F = {} There is no final state
q 0 = C This is the start state
= {a,b,c,d}
The transition function, δ , can be specified by the table:
a b c c
C C O C C
O C O O O
The start state is indicated with the
If there are final accepting states, that is indicated with a * in the proper row.
Write each (state,symbol)?
Exercise
• Using ={0,1} a “clamping” circuit waits for a 1
input, and forever after makes a 1 output
regardless of the input. However, to avoid
clamping on spurious noise, design a DFA that
waits for two 1's in a row, and “clamps” only then.
• Write the transition function in table format as
well as graph format.
Formal Definition of Computation
• Let M = (Q, , ,q 0 , F) be a finite
automaton and let w = w 1 w 2 …wn be a string
where each wi is a member of alphabet .
• M accepts w if a sequence of states r 0 r 1 …rn
in Q exists with three conditions:
1. r 0 = q 0
2. (ri, wi+1) = ri+1 for i=0, … , n-
3. rn ∈ F
We say that M recognizes language A if A = {w | M accepts w }
In other words, the language is all of those strings that are accepted
by the finite automata.
DFA Example
• Here is a DFA for the
language that is the set
of all strings of 0’s
and 1’s whose
numbers of 0’s and 1’s
are both even:
q 3
q 0 q 1
q 2
Start
1
1
1
1
0 0 0 0
Marble Rolling Game
x
x
x
A B
C D
Marble Game Notation
- The inputs and outputs (A-D) become the alphabet of the automaton, while the levers indicate the possible states.
- If we define the initial status of each lever to be a 0, then if the levers change direction they are in state 1.
- Let’s use the format x 1 x 2 x 3 to indicate a state. The initial state is 000. If we drop a marble down B, then the state becomes to 011 and the marble exits at C.
- Since we have three levers that can take on binary values, we have 8 possible states for levers, 000 to 111.
- Further identify the states by appending an “a” for acceptance, or “r” for rejection.
- This leads to a total of 16 possible states. All we need to do is start from the initial state and draw out the new states we are led to as we get inputs from A or B.
Messy Marble DFA
Start (^) 000r 011r B
100r
A
010r
A
111r B
110r
A
B 001a
000a 101a
A
B
A
B
A
010a
B
A
110a B
B
A 101r
A
B A
B
A
B^ 100a
B
A
To 010r A To 111r B
Marble DFA – Table Format
• Easier to see in table
format. Note that not
all states are
accessible.
A B
000r 100r 011r *000a 100r 011r *001a 101r 000a 010r 110r 001a *010a 110r 001a 011r 111r 010a 100r 010r 111r *100a 010r 111r 101r 011r 100a *101a 011r 100a 110r 000a 101a *110a 000a 101a 111r 001a 110a
Algebra for Languages
- The closure, star, or Kleene star of a language L is denoted L* and represents the set of strings that can be formed by taking any number of strings from L with repetition and concatenating them. It is a unary operator.
More specifically, L^0 is the set we can make selecting zero strings from L. L^0 is always { }.
L^1 is the language consisting of selecting one string from L. L^2 is the language consisting of concatenations selecting two strings from L. … L* is the union of L^0 , L^1 , L^2 , … L∞ For example, if L = {0 , 10} then L^0 = { }. L^1 = {0, 10 } L^2 = {00, 010, 100, 1010} L^3 = {000, 0010, 0100, 01010, 10010, 1000, 10100, 101010} … and L* is the union of all these sets, up to infinity.
Closure Properties of Regular
Languages
- Closure refers to some operation on a language, resulting
in a new language that is of the same “type” as those
originally operated on
- i.e., regular in our case
- We won’t be using the closure properties extensively here;
consequently we will state the theorems and give some
examples. See the book for proofs of the theorems.
- The regular languages are closed under union,
concatenation, and *. I.e., if A 1 and A 2 are regular
languages then
- A 1 ∪ A 2 is also regular
- A 1 A 2 is also regular
- A 1 *^ is also regular Later we’ll see easy ways
to prove the theorems
Nondeterministic Finite Automata
- A NFA (nondeterministic finite automata) is able to be in
several states at once.
- In a DFA, we can only take a transition to a single deterministic state
- In a NFA we can accept multiple destination states for the same input.
- You can think of this as the NFA “guesses” something about its input and will always follow the proper path if that can lead to an accepting state.
- Another way to think of the NFA is that it travels all possible paths, and so it remains in many states at once. As long as at least one of the paths results in an accepting state, the NFA accepts the input.
- NFA is a useful tool
- More expressive than a DFA.
- BUT we will see that it is not more powerful! For any NFA we can construct a corresponding DFA
- Another way to think of this is the DFA is how an NFA would actually be implemented (e.g. on a traditional computer)
NFA Example
• This NFA accepts
only those strings that
end in 01
• Running in “parallel
threads” for string
Start q 0 q 1 q 2 0 1
0,
q q q q q
1 1 0 0
q1 - stuck
q q
1
1
0
q
q q2 - stuck q q2 - accept
q q q q q
1 1 0 0
q1 - stuck
q q
1
1
0
q
q q2 - stuck q q2 - accept
NFA Example
• Practice with the following NFA to satisfy
yourself that it accepts , a, baba, baa, and
aa, but that it doesn’t accept b, bb, and
babba.
q
q2 q
b a
a
a,b
NFA Exercise
• Construct an NFA that will accept strings over
alphabet {1, 2, 3} such that the last symbol
appears at least twice, but without any intervening
higher symbol, in between:
- e.g., 11, 2112, 123113, 3212113, etc.
• Trick: use start state to mean “I guess I haven't
seen the symbol that matches the ending symbol
yet.” Use three other states to represent a guess
that the matching symbol has been seen, and
remembers what that symbol is.
NFA Exercise
You should be able to generate the transition table
Formal Definition of an NFA
• Same idea as the DFA
• Let N = (Q, , ,q 0 , F) be an NFA and let w =
w 1 w 2 …wn be a string where each wi is a member
of alphabet .
• N accepts w if a sequence of states r 0 r 1 …rn in Q
exists with three conditions:
1. r 0 = q 0
2. ri+1 ∈ (ri, wi+1) for i=0, … , n-
3. rn ∈ F
Observe that (ri, wi+1) is the set of allowable next states
We say that N recognizes language A if A = {w | N accepts w }
Subset Construction Example (1)
• Consider the NFA:
Start q 0 q 1 q 2 0 1
0,
The power set of these
states is: { Ø, {q 0 }, {q 1 },
{q 2 }, {q 0 , q 1 }, {q 0 , q 2 },{q 1 ,
q 2 }, {q 0 , q 1 , q 2 } }
New transition function
with all of these states and
go to the set of possible
inputs:
*{q 0 , q 1 , {q 0 , q 1 } {q 0 , q 2 } q 2 }
*{q 1 , q 2 } Ø {q 2 }
*{q 0 , q 2 } {q 0 , q 1 } {q 0 }
{q 0 , q 1 } {q 0 , q 1 } {q 0 , q 2 }
*{q 2 } Ø Ø
{q 1 } Ø {q 2 }
{q 0 } {q 0 , q 1 } {q 0 }
Ø Ø Ø
0 1
Subset Construction (2)
- Many states may be unreachable from our start state. A good way to construct the equivalent DFA from an NFA is to start with the start states and construct new states on the fly as we reach them.
0 1 Ø Ø Ø {q 0 } {q 0 , q 1 } {q 0 } {q 0 , q 1 } {q 0 , q 1 } {q 0 , q 2 } *{q 0 , q 2 } {q 0 , q 1 } {q 0 }
Graphically: {q
Start 0 } {q 0 , q 1 }^ {q 0 ,q 2 } 0 1
1
1 0
0
NFA to DFA Exercises
• Convert the following
NFA’s to DFA’s
Start q 0 q 1
a,b
a
b
15 possible states on
this second one (might
be easier to represent in
table format)
Corollary
• A language is regular if and only if some
nondeterministic finite automaton
recognizes it
• A language is regular if and only if some
deterministic finite automaton recognizes it