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Physical Therapists' Adherence to Red Flags Documentation for Low Back Pain, Study notes of Physiotherapy

A research article published in The Journal of Manual & Manipulative Therapy in 2007. The study aimed to describe the comprehensiveness of red flags documentation during the initial patient visit by physical therapists treating patients with low back pain. The authors also explored whether the documentation differed based on patient diagnosis, physician background, diagnostic testing, and age.

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42 / The Journal of Manual & Manipulative Therapy, 2007
Documentation of Red Flags by Physical Therapists for Patients
with Low Back Pain
Pamela J. Leerar, PT, DHSc, OCS, COMPT
William Boissonnault, PT, DHSc, FAAOMPT
Elizabeth Domholdt, PT, EdD, FAPTA
Toni Roddey, PT, PhD, OCS, FAAOMPT
Abstract: The comprehensiveness of physical therapists’ adherence to the guidelines for red fl ag docu-
mentation for patients with low back pain has not previously been described. Therefore, the purpose of
this study was to describe that comprehensiveness. Red fl ags are warning signs that suggest that physi-
cian referral may be warranted. Clinic charts for 160 patients with low back pain seen at 6 outpatient
physical therapy clinics were retrospectively reviewed, noting the presence or absence of 11 red fl ag
items. Seven of the 11 red fl ag items were documented over 98% of the time. Most charts (96.3%) had
at least 64% of the red fl ag items documented. Documentation of red fl ags was comprehensive in some
areas but lacking in others. Red fl ags that were regularly documented included age over 50, bladder
dysfunction, history of cancer, immune suppression, night pain, history of trauma, saddle anesthesia, and
lower extremity neurological defi cit. The red fl ags not regularly documented included weight loss, recent
infection, and fever/chills. Factors infl uencing item documentation comprehensiveness are discussed,
and suggestions are provided to enhance the completeness of recording patient examination data. The
study results provide a red fl ag documentation benchmark for clinicians working with patients with low
back pain and they lay the groundwork for future research.
Key Words: Medical Screening, Clinical Guidelines, Differential Diagnosis, Physical Therapy, Low Back
Pain
The Guide to Physical Therapist Practice1 states that
“ . . . the initial patient examination is a comprehen-
sive screening and specifi c testing process leading to
diagnostic classifi cation or, as appropriate, to a referral to
another practitioner . . . ” Medical screening, associated with
the examination and evaluation processes leading to patient
referral by physical therapists to practitioners such as physi-
cians (e.g., medical and osteopathic doctors), is of particular
importance when treating patients with complaints of low
back pain (LBP) where serious medical disease may present
as a musculoskeletal complaint1-4. Several medical condi-
tions, such as cancer, infections, and fractures, have been
shown to cause LBP thereby mimicking a mechanical LBP
condition3-9. Additionally, mechanical LBP may co-exist with
a serious medical condition that warrants physician involve-
ment10-12. Considering that patients with LBP constitute the
largest outpatient population serviced by physical thera-
pists11,13-15, vigilance for red fl ag examination fi ndings (i.e.,
patient manifestations that suggest that physician referral
may be warranted) associated with these serious disorders by
therapists is imperative. The medical screening goal for pa-
tients with LBP is to identify those with high probabilities of
having serious medical conditions causing their back pain,
or those patients who have an unrelated health problem co-
existing with LBP1,2,16,17.
Experts have provided varied opinions as to what consti-
tutes a red fl ag fi nding for patients with LBP. For example,
several sources have indicated that duration of symptoms
over 1 month is a red fl ag 6,9,18,19 while others have reported
duration of over 1.5 to 3 months as a red fl ag20-24. Some
Address all correspondence and request for reprints to:
Pamela Leerar
29734 48th Avenue South
Auburn, WA 98001
E-mail: paml@ossrpt.com
The Journal of Manual & Manipulative Therapy
Vol. 15 No. 1 (2007), 42–49
pf3
pf4
pf5
pf8

Partial preview of the text

Download Physical Therapists' Adherence to Red Flags Documentation for Low Back Pain and more Study notes Physiotherapy in PDF only on Docsity!

42 / The Journal of Manual & Manipulative Therapy, 2007

Documentation of Red Flags by Physical Therapists for Patients

with Low Back Pain

Pamela J. Leerar, PT, DHSc, OCS, COMPT William Boissonnault, PT, DHSc, FAAOMPT Elizabeth Domholdt, PT, EdD, FAPTA Toni Roddey, PT, PhD, OCS, FAAOMPT

Abstract: The comprehensiveness of physical therapists’ adherence to the guidelines for red flag docu- mentation for patients with low back pain has not previously been described. Therefore, the purpose of this study was to describe that comprehensiveness. Red flags are warning signs that suggest that physi- cian referral may be warranted. Clinic charts for 160 patients with low back pain seen at 6 outpatient physical therapy clinics were retrospectively reviewed, noting the presence or absence of 11 red flag items. Seven of the 11 red flag items were documented over 98% of the time. Most charts (96.3%) had at least 64% of the red flag items documented. Documentation of red flags was comprehensive in some areas but lacking in others. Red flags that were regularly documented included age over 50, bladder dysfunction, history of cancer, immune suppression, night pain, history of trauma, saddle anesthesia, and lower extremity neurological deficit. The red flags not regularly documented included weight loss, recent infection, and fever/chills. Factors influencing item documentation comprehensiveness are discussed, and suggestions are provided to enhance the completeness of recording patient examination data. The study results provide a red flag documentation benchmark for clinicians working with patients with low back pain and they lay the groundwork for future research.

Key Words: Medical Screening, Clinical Guidelines, Differential Diagnosis , Physical Therapy, Low Back Pain

T

he Guide to Physical Therapist Practice^1 states that

“... the initial patient examination is a comprehen-

sive screening and specific testing process leading to

diagnostic classification or, as appropriate, to a referral to

another practitioner... ” Medical screening, associated with

the examination and evaluation processes leading to patient

referral by physical therapists to practitioners such as physi-

cians (e.g., medical and osteopathic doctors), is of particular

importance when treating patients with complaints of low

back pain (LBP) where serious medical disease may present

as a musculoskeletal complaint1-4. Several medical condi-

tions, such as cancer, infections, and fractures, have been

shown to cause LBP thereby mimicking a mechanical LBP

condition 3-9. Additionally, mechanical LBP may co-exist with

a serious medical condition that warrants physician involve-

ment 10-12. Considering that patients with LBP constitute the

largest outpatient population serviced by physical thera-

pists 11,13-15, vigilance for red flag examination findings (i.e.,

patient manifestations that suggest that physician referral

may be warranted) associated with these serious disorders by

therapists is imperative. The medical screening goal for pa-

tients with LBP is to identify those with high probabilities of

having serious medical conditions causing their back pain,

or those patients who have an unrelated health problem co-

existing with LBP1,2,16,17.

Experts have provided varied opinions as to what consti-

tutes a red flag fi nding for patients with LBP. For example,

several sources have indicated that duration of symptoms

over 1 month is a red flag 6,9,18,19^ while others have reported

duration of over 1.5 to 3 months as a red flag20-24. Some

Address all correspondence and request for reprints to: Pamela Leerar

29734 48th Avenue South Auburn, WA 98001

E-mail: paml@ossrpt.com

The Journal of Manual & Manipulative Therapy Vol. 15 No. 1 (2007), 42–

Documentation of Red Flags by Physical Therapists for Patients with Low Back Pain / 43

sources have included a history of trauma as a red flag

item22,25, while other sources have omitted this item from the

red fl ag list18,19^. In addition, very few symptoms by them-

selves are indicative of a serious medical condition. Night

pain has long been listed as a red flag finding for patients

with LBP 6,24-26 , yet studies have reported an association of

night pain with osteoarthritis especially when the lumbar,

hip, and knee regions are involved20,23,27,28. Probably more

clinically relevant is an examination that reveals a pattern or

cluster of red fl ag findings that raises the clinician’s suspi-

cion of serious medical conditions 5,10,16,24,26^. For example,

Deyo and Diehl^18 reported that patient age over 50 years, his-

tory of cancer, unexplained weight loss, duration of pain

greater than one month, or failure to improve with conser-

vative therapy was associated with increased probability of

cancer being present in patients with LBP. If present, these

fi ndings should lead to a further diagnostic work-up9,18. To

promote consensus, Bigos et al 25 delineated a list of red fl ag

fi ndings associated with potential fracture, tumor, infection,

and/or cauda equina syndrome for patients with acute LBP

that was presented in the U.S. Department of Health and Hu-

man Services Agency for Health Care Policy and Research

(AHCPR) Clinical Practice Acute Low Back Pain Guideline

(Table 1). Their recommendation was that all practitioners

involved in the management of this population should rou-

tinely investigate these red flags.

To what degree does this level of red flag screening for

patients with LBP occur in clinical practice? In physician

practices, the results are mixed. For example, in a study by

DiIorio^19 that investigated documentation of specific red

fl ags, physicians routinely asked about 2 (saddle anesthesia

and history of trauma) of 7 red flag items over 50% of the

time. They did not routinely inquire about 1) pain at rest, 2)

pseudo-claudication, 3) age over 50 years, 4) recent infec-

tion, and 5) pain duration over one month. Similarly, Ramsey

et al^29 documented deficiencies in the history-taking skills of

primary care physicians. Using audiotapes of the primary

care physicians’ evaluations of standardized patients with a

wide variety of complaints, the frequency of asking questions

(symptom description, medications, and review of systems)

designed to detect underlying medical conditions related to

the primary patient complaint was monitored. The results

revealed that in total 59% of these essential history items

were collected by the physicians, while the mean percentage

of history items that the physicians obtained related to symp-

tom description was 75%, medications 77%, and review of

systems 44%.

Patient case reports and case series have been published

that describe physical therapists referring patients with LBP

to physicians with a subsequent diagnosis of infections, frac-

tures, and vascular claudication10,12,17,,28,30,31,32,35^ , but we did

not fi nd literature describing to what degree physical thera-

pists documented red fl ag findings during patient examina-

tions. This topic is relevant considering that patients have

direct access to physical therapy services for examination

and treatment in 43 states in the US. The primary purpose of

this study was to describe the comprehensiveness of red flag

documentation during the initial patient visit by physical

therapists providing care for patients with LBP. Also, because

it could be argued that physical therapists might screen pa-

tients more or less thoroughly based on several factors, a

secondary purpose of the study was to explore whether the

comprehensiveness of red flag documentation differed for

patients who (1) had general, non-specific back pain versus

specifi c diagnoses, (2) were referred by generalist versus spe-

cialist physicians, (3) had or did not have completed diagnos-

tic testing, and (4) were under the age of 50 years versus

those aged 50 years and over.

METHODS

Therapists

Six physical therapy private practice clinics in the Tacoma,

Washington metropolitan area participated in the study, and

16 physical therapists examined the 160 patients whose rec-

ords were reviewed for the study. Therapist work experience

ranged from 1 to 30 years, with a mean of 11.7 years (SD ±9.

years). Three of the physical therapists (18.8%) were certi-

fied by the American Board of Physical Therapy Specialties

as orthopedic-certified specialists. Six of the therapists

(37.5%) reported having taken a post-graduate medical

screening course.

Patients

All 6 participating clinics share a medical records system, so

a master list of patients with ICD-9 codes ( International

Classification of Diseases, Ninth Revision ) related to LBP or

any related lumbar dysfunction was generated, from which

160 patient charts with an ICD-9 code (per the physician re-

ferral) related to the lumbar/sacral spine were sampled con-

secutively. The patients included 69 men (43%) and 91

women (57%) aged 15 to 81 years with a mean of 47.6 years

(SD ±15.5 years). Almost 50% of the patients were referred

to physical therapy with a non-specific diagnosis of LBP

(e.g., low back pain), just over 50% of the patients were re-

ferred by a family practitioner, and 12% had not had any di-

agnostic tests completed. See Table 2 for a complete sum-

mary of patient diagnostic and referral information.

Procedure

A data collection sheet was developed to record the therapist

documentation of patient demographic information and red

flag fi ndings from examination as described in the AHCPR

practice guideline for patients with acute LBP (Table 1) 25.

The primary author reviewed the 160 patient charts noting

Documentation of Red Flags by Physical Therapists for Patients with Low Back Pain / 45

the fi rst and third reliability checks, percent agreement was

97.5% for individual red flag item documentation and the

mid-study reliability assessment yielded 100% agreement.

For all three reliability checks, there was 100% agreement as

to whether the documented red flag item was recorded as a

positive or negative response.

Data Analysis

Frequencies were calculated for the patient demographic in-

formation and the list of red flag examination items respec-

tively (Tables 2 and 3). For the secondary purpose of the

study, with the percentage of red flag documentation as the

dependent variable, independent t-tests were calculated us-

ing 4 different factors as independent variables: 1) diagnosis

(non-specific LBP versus other more specific diagnoses), 2)

physician background (general practice versus specialty

physician), 3) diagnostic testing/imaging procedures (no

tests versus one or more tests administered), and 4) subject

age (under 50 years versus 50 years and over). See Tables 2

and 3 for descriptions of these variables. Alpha was set at

P<0.05 for each analysis. We used SPSS version 11.5 for Win-

dows for all analyses.

RESULTS

Table 3 describes the list of red flags used for this study and to

what degree the therapists documented them. Therapists in

this study documented 45-73% of the 11 red flag items from

the AHCPR Acute Low Back Pain Care Guideline^25 with a

mean of 63.7% and a standard deviation of 3.0%. Eight of the

11 individual red flag items (73%) were documented

over 98% of the time. The overall comprehensiveness of red

flag documentation across items for each patient chart was

at least 64% of the red flags documented in 154 charts

(96.3%). All 160 charts had at least 45% of the red flag items

documented.

As summarized in Table 4, of the red flag items that were

documented, the most common positive responses included

TABLE 2. Patient diagnosis and referral information

Diagnosis Frequency (N=160) Percent (%)

Low back pain 76 47. Lumbar strain/sprain 34 21. Post-operative status (laminectomy, discectomy, spinal fusion) 18 11. Herniated nucleus pulposus 13 8. Degenerative joint disease 11 6. Other 8 5. Total 160 100.

Referral Source Frequency (N=160) Percent (%)

General practitioner 86 53. Orthopedic surgeon 51 31. Physiatrist 15 9. Other 6 3. Self-referred 2 1. Total 160 100.

Diagnostic Tests Frequency (N=160)a^ Percent (%) a

Radiograph 96 60. MRIb^83 51. CTc^ scan 22 13. EMG d^9 5. Other 1 0. No diagnostic tests 12 20.

aFrequencies total more than 160 and percents total more than 100 because patients could have more than one test bMagnetic resonance imaging cComputed tomography dElectromyography

46 / The Journal of Manual & Manipulative Therapy, 2007

TABLE 3. Comprehensiveness of red flag documentation

DOCUMENTED IN NOTE OR IF DOCUMENTED, LOCATION OF QUESTIONNAIRE DOCUMENTATION

FREQUENCY Questionnaire Red Flag Item PERCENT (%) (N=160) only (%) Note (%)

Age (50 and over) 100.0 160 0.0 100. Bladder dysfunction 100.0 160 86.2 13. Cancer history 100.0 160 14.4 85. Immune Suppression 100 160 8.1 91. Rest/Night pain 99.4 159 31.4 68. Trauma 98.7 158 4.4 95. Saddle anesthesia 98.7 158 81.0 19. Lower extremity neurological deficit 98.7 158 81.0 19. Weight loss 5.0 8 0.0 100. Recent infection 0.0 0 N/A N/A Fever/chills 0.0 0 N/A N/A

the presence of night pain (44.6%) and age 50 years and older

(41.3%). Unexplained weight loss was documented in 8 of the

160 charts. Of these 8, 6 charts recorded a positive response

to this red flag item. In addition, a medical history positive for

cancer was documented in 8.8% of cases (Table 4).

With regard to the purpose of identifying whether physi-

cal therapists documented differently depending on diagnos-

tic, demographic, or referral information, no differences in

the comprehensiveness of red flag documentation were

found (Table 5).

DISCUSSION

Although the participating therapists did not consistently

meet a high level of red flag documentation across each item

or across all patients, the results provide insight into the

comprehensiveness of therapists’ history-taking and red flag

documentation. The result of 96% of the therapists’ charts

having at least 64% of the red flags documented provides a

benchmark of overall documentation. This level of red flag

documentation is comparable to or exceeds that noted in

physician practices related to patients with low back

pain 13,19,26,29,33. Gonzalez et al^33 found that physicians obtained

27% of the red fl ag items recommended by Bigos et al^25.

Gonzalez et al did not specifically identify which red flag

items were routinely included. Looking beyond the overall

degree of documentation, the discrepancy of documentation

between red flag items is of interest.

The participating therapists routinely documented (on

greater than 98% of the charts) 8 of the 11 red flag items

from Bigos et al 25 , with the remaining 3 items, i.e., weight

change, fever/chills, and a history of infection being rarely

documented (5% or less of the charts). There are several po-

tential reasons to explain the large gap between the fre-

TABLE 4. Documentation of positive red flag fi ndings

Red flag item N=number of times documented

If documented, the frequency of positive responses

If documented, the percentage of positive responses (%)

Weight loss (n=8) 6 75. Night/constant pain (n=159)

Age 50 and over (n=160)

Trauma (n=158) 30 19. Cancer history (n=160)

Bladder dysfunc- tion (n=160)

Immune supres- sion (n=160)

Saddle anesthesia (n=158)

48 / The Journal of Manual & Manipulative Therapy, 2007

discrepancies between what information was documented by

the therapists versus what information was actually gathered

during the examination process. Every positive or negative

answer from the patient may not necessarily have been docu-

mented. Lastly, for a variety of reasons, the patient examina-

tion and evaluation process may extend beyond the first pa-

tient encounter leading to red flags being noted at the second

or third patient visit. However, because timely referral to

other practitioners when patients present with red flags is an

important component of safe practice and a majority of pa-

tient examination data is collected during the initial visit,

this study described only information that was documented

during the initial patient encounter. Future studies could

investigate at what stage patient referrals are more likely to

occur, i.e., at the initial visit or subsequent visits. This study

also did not consider the documentation of physical exami-

nation red flag findings based in part on the fact that a ma-

jority of the red flag items noted in the low back pain guide-

lines would be collected during the history5,25,29,34. Despite

these noted limitations, this retrospective chart review pro-

vides information not previously reported and adds to the

body of knowledge describing medical screening, red flag

documentation, and physical therapy practice.

CONCLUSION

It is important that the physical therapy profession describe

the comprehensiveness of red flag documentation for

patients with LBP as other health care professions have

done33,36-38. Although several cases have been published de-

scribing physical therapists referring patients to physicians

with subsequent diagnosis of medical disease3,10,12,31,39^ , to the

authors’ knowledge this is the first study published that in-

vestigates the documentation of physical therapist red flag

examination findings for patients with LBP. This study lays

the groundwork for future study and provides a benchmark

for the comprehensiveness of therapist red flag documenta-

tion for the largest outpatient population seeking services

from physical therapists, those with LBP. The results also

identify potential gaps in the documentation of specific red

flag findings with suggested strategies to promote more

comprehensive documentation. Gaps in red flag documenta-

tion identified in this study included weight loss, recent in-

fection, and fever/chills. The regular use of a thorough pa-

tient intake questionnaire and/or an evaluation form may

promote more comprehensive documentation by physical

therapists for patients with LBP. ■

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AAOMPT 2007 - CALL FOR ABSTRACTS Featured Speakers: Mariano Rocabado and Michele Sterling

The 13th^ Annual Conference of the American Academy of Orthopaedic Manual Physical Therapists will be held October 19-21, 2007, in St. Louis, MO. Interested individuals are invited to submit abstracts of original research for presentation in platform (slide) or poster format. The AAOMPT research committee chairman, H. James Phillips, must receive the abstract via e-mail by June 1, 2007. Abstracts received after this date will be returned. You will be notified of the acceptance/rejection of your abstract in July. If you have any questions call the research committee chairman at (201) 370 7195 or via e-mail at: philliho@shu.edu. For additional organization information, check our website, www. aaompt.org.

CONTENT. The Academy is soliciting all avenues of research inquiry from case-report and case-series up to clinical trials. The Academy is particularly interested in research evaluating intervention strategies using randomized-controlled clinical trials. The abstract should include 1) Purpose; 2) Subjects;

  1. Method; 4) Analyses; 5) Results; 6) Conclusions; 7) Clinical Relevance.

P UBLICATION. The accepted abstracts will be published in The Journal of Manual& Manipulative Therapy , which has readership in over 40 countries.

S UBMISSION F ORMAT. The format for the submitted abstracts is as follows: The abstract must be submitted by email in MS Word format to the research committee chairman ( philliho@shu.edu ). The abstract should fit on one page with a one-inch margin all around. The text should be typed as one continuous paragraph. Type the title of the research in ALL CAPS at the top of the page followed by the authors’ names. Immediately following the names, type the institution, city, and state where the research was done. Please include a current email address where you can be contacted.

P RESENTATION. The presentation of the accepted research will be in either a slide or poster session, at the discretion of the Research Committee. The slide session will be limited to 10 minutes followed by a 5-minute discussion; this session will be primarily for research reports and randomized clinical trials. The poster session will include a viewing and question answer period and will be primarily for case report/series.

P RESENTATION AWARDS. The platform and poster presentations deemed of the highest quality of those presented at the annual conference will be awarded the AAOMPT Richard Erhart Excellence in Research Award (platform), and the AAOMPT Outstanding Case Report (poster). The awards include free tuition for the AAOMPT conference the following year.

H. James Phillips, PT, PhD, OCS, ATC, FAAOMPT Seton Hall University S. Orange, NJ 07079 philliho@shu.edu