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Debt and equity financing, Cheat Sheet of Corporate Finance

College for Financial PlanningCorporate Finance

Introduction: The presentation opens with a captivating overview of the fundamental concepts of corporate finance, emphasizing the critical role played by financing in shaping the financial landscape of a company. The audience is immediately drawn into the intriguing world of financial strategies and choices.

Typology: Cheat Sheet

2023/2024

Uploaded on 12/11/2023

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anzhelika-kovaleva-1 🇺🇸

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Public Company
Financings
Forms of Equity and Debt Financing
May 17, 2017
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Download Debt and equity financing and more Cheat Sheet Corporate Finance in PDF only on Docsity!

Public Company

Financings

Forms of Equity and Debt Financing May 17, 2017

Overview

 Sales of “securities” must be registered or exempt  Restrictions imposed by:

  • Federal securities laws
  • State securities laws
  • Exchange listing rules

Other Financing Types

 144A/Reg. S Debt Offerings  PIPE/Registered Direct/CMPO  ATM/Equity Line  Common Stock w/ Warrants  Convertible Securities w/ Warrants

144A/Reg. S Offerings

 Basic features:

  • Usually used for sales of high grade debt
  • Sold to initial purchasers via private placement
  • Resold by initial purchaser to “QIB”s

PIPE / Registered Direct /

CMPO

 Nasdaq Requirements

  • 20% Rules
    • Shareholder Approval
    • Change in Control
  • Structuring Around Thresholds
  • Notification/Nasdaq Approval  Similar Restrictions for NYSE

Common Stock

w/ Warrants

 Basic Features

  • Warrant Coverage
  • Exercise Price
  • Antidilution Protection
  • Fundamental Transaction  NASDAQ Warrant Pricing  Exercise Price Floors  Aggregation Issues

ATM / Equity Line

 Basic Features

  • Issuer Discretion
  • “At Market” Pricing
  • Shelf  Nasdaq Continued Listing Standards

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