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Diffraction of Plane Waves: Single Slit and Circular Aperture, Lecture notes of Physics

The diffraction of plane waves using a single slit and a circular aperture. It covers the mathematical description of intensity distributions, the position of diffraction minima, and the historical significance of the Poisson spot. Students of physics and optics will find this document useful for understanding the wave nature of light and its interaction with obstacles.

What you will learn

  • What is the mathematical description of the intensity distribution of light diffracted by a single slit?
  • What is the historical significance of the Poisson spot in the debate between wave and particle theories of light?
  • Where do the diffraction minima occur for a slit of width a, illuminated with plane wave light of wavelength λ?
  • What size object will generate an observable diffraction pattern if placed in the path of light with wavelength λ?

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Chapter 7
Experiment 5:
Diffraction of Light Waves
WARNING
This experiment will employ Class III(a) lasers as a coherent, monochromatic light
source. The student must read and understand the laser safety instructions on
page 90 before attending this week’s laboratory.
7.1 Introduction
In this lab the phenomenon of diffraction will be explored. Diffraction is interference of a
wave with itself. According to Huygen’s Principle waves propagate such that each point
reached by a wavefront acts as a new wave source. The sum of the secondary waves emitted
from all points on the wavefront propagate the wave forward. Interference between secondary
waves emitted from different parts of the wave front can cause waves to bend around corners
and cause intensity fluctuations much like interference patterns from separate sources. Some
of these effects were touched in the previous lab on interference.
General Information
We will observe the diffraction of light waves; however, diffraction occurs when any
wave propagates around obstacles. Diffraction and the wave nature of particles leads
to Heisenberg’s Uncertainty Principle and to the very reason why atoms are the sizes
that they are.
In this lab the intensity patterns generated by monochromatic (laser) light passing
through a single thin slit, a circular aperture, and around an opaque circle will be predicted
and experimentally verified. The intensity distributions of monochromatic light diffracted
91
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Chapter 7

Experiment 5:

Diffraction of Light Waves

WARNING

This experiment will employ Class III(a) lasers as a coherent, monochromatic light source. The student must read and understand the laser safety instructions on page 90 before attending this week’s laboratory.

7.1 Introduction

In this lab the phenomenon of diffraction will be explored. Diffraction is interference of a wave with itself. According to Huygen’s Principle waves propagate such that each point reached by a wavefront acts as a new wave source. The sum of the secondary waves emitted from all points on the wavefront propagate the wave forward. Interference between secondary waves emitted from different parts of the wave front can cause waves to bend around corners and cause intensity fluctuations much like interference patterns from separate sources. Some of these effects were touched in the previous lab on interference.

General Information

We will observe the diffraction of light waves; however, diffraction occurs when any wave propagates around obstacles. Diffraction and the wave nature of particles leads to Heisenberg’s Uncertainty Principle and to the very reason why atoms are the sizes that they are.

In this lab the intensity patterns generated by monochromatic (laser) light passing through a single thin slit, a circular aperture, and around an opaque circle will be predicted and experimentally verified. The intensity distributions of monochromatic light diffracted

a

Plane Wave

x

y

m = 0

m = 1

m = 2

m = 3

m = 4

m = -

m = -

m = -

m = -

Diffraction Pattern

Figure 7.1: A sketch of a plane wave incident upon a single slit being diffracted and the resulting intensity distribution. The intensity is on a logarithmic scale; since our eyes have logarithmic response, this much more closely matches the apparent brightness of the respectve dots. Keep in mind that this week we are concerned with the dark intensity MINIMA and that m = 0 is NOT a minimum.

from the described objects are based on:

-7 -5 -3 -1 0 1 3 5 7

1

Intensity vs. Position

y (cm)

Figure 7.2: A graphical plot of an exam- ple diffraction intensity distribution for a single slit.

  1. the Superposition Principle,
  2. the wave nature of light Disturbance:

(a) Amplitude: A = A 0 sin( ωt + ϕ ) (b) Intensity: I ∝ (

A )^2 ,

  1. Huygen’s Principle - Light propagates in such a way that each point reached by the wave acts as a point source of a new light wave. The superposition of all these waves represents the propagation of the light wave.

All calculations are based on the assumption that the distance, x , between the slit and the viewing screen is much larger than the slit width a :, i.e. x >> a. These results also apply to plane waves incident on the obstruction. This

shape of this distribution; mathematics can describe this distribution,

I ( θ ) I (0)

( sin α α

) 2 with α =

πa λ

sin( θ ) , (7.1)

where a is the width of the slit, λ is the wavelength of the light, θ is the angle between the optical axis and the propagation direction of the scattered light, I ( θ ) is the intensity of light scattered to angle θ , and I (0) is the transmitted light intensity on the optical axis. When θ = 0, α = 0, and the relative intensity is undefined (0/0); however, when θ is very small and yet not zero, the relative intensity is very close to 1. In fact, as θ gets closer to 0, this ratio of intensities gets closer to 1. Using calculus we describe these situations using the limit as α approaches 0,

lim α → 0

sin α α

Although 0/0 might be anything, in this particular case we might think that the ratio is effectively 1; this is the basis for the approximation sin θθ when θ << 1 radian. Certainly, the intensity of the light on the axis is defined, is measurable, and is quite close to the intensity near the optical axis. The numerator of this ratio can also be zero when the denominator is nonzero. In these cases the intensity is predicted and observed to vanish. These intensity minima occur when 0 = sin α for each time

πm = α and = a sin θ for m = ± 1 , ± 2 ,... (7.2)

Figure 7.4: A sketch of our apparatus showing the view screen, the sample slide, the laser, and the laser adjustments. Our beam needs to be horizontal and at the level of the disk’s center.

We might note the similarity between this relation and the formula for interference maxima; we must avoid confusing the points that for diffraction these directions are intensity minima and for diffraction the optical axis ( m = 0) is an exceptional maximum instead of an expected minimum.

This relation is satisfied for integer values of m. Increasing values of m give minima at correspondingly larger angles. The first minimum will be found for m = 1, the second for m = 2 and so forth. If is less than one for all values of θ , there will be no minima, i.e. when the size of the aperture is smaller than a wavelength ( a < λ ). This indicates that diffraction is most strongly caused by protuberances with sizes that are about the same dimension as a wavelength.

Four single slits (along with some double slits) are on a disk shown in Figure 7.3 photo- graph of Pasco’s OS-8523 optics single slit set. We are interested in the single slits at the top right and the circular apertures at the top left.. This situation is similar to the one diagrammed in Figure 7.1. To observe diffraction from a single slit, align the laser beam parallel to the table, at the height of the center of the disk, as shown in Figure 7.4. When the slit is perpendicular to the beam, the reflected light will re-enter the laser. The diffraction pattern you are expected to observe is shown in Figure 7.5.

Figure 7.5: Observed Diffraction Pattern. The pattern observed by one’s eyes does not die off as quickly in intensity as one expects when comparing the observed pattern with the calculated intensity profile given by Equation (7.1) and shown in Figure 7.2. This is because the bright laser light saturates the eye. Thus the center and nearby fringes seem to vary slightly in size but all appear to be the same brightness.

Observe on the screen the different patterns generated by all of the single slits on this mask. Note the characteristics of the pattern and the slit width for each in your Data. Is it possible from our cursory observations that = a sin θ? If a quick and cheap observation can contradict this equation, then we need not spend more money and time.

Calculate the width of one of the four single slits. This quantity can be calculated from Equation (7.2) using measurements of the locations of the intensity minima. The wavelength of the HeNe laser is 6328 Å, (1 Å= 10−^10 m). The quantity to be determined experimentally is sin θ. This can be done using trigonometry as shown in Figure 7.6.

Measure the slit width using several intensity minima of the diffraction pattern. Place a long strip of fresh tape on the screen and carefully mark all of the dark spots in the fringes. Be sure to record the manufacturer’s specified slit width, a. Avoid disturbing the laser, the slit, and the screen until all of the minima are marked and the distance, x , between the slit and the screen is measured. Is your screen perpendicular to your optical axis? Remove the slit and circle the undeflected laser spot. Ideally, this spot is exactly the center of the diffraction pattern. Make a table in your Data and record the order numbers, m , and the distances, ym , between the optical axis and the dark spots. It is more accurate to measure

Checkpoint

Which relation gives the position of the diffraction minima for a slit of width a , illuminated with plane wave light of wavelength λ?

Checkpoint

If you want to sharpen up a beam spot by inserting a narrow vertical slit into the beam, will the beam spot get more and more narrow as you close the slit? Explain.

7.2.2 Diffraction by a Circular Aperture

For a circular hole of diameter, a , the diffraction pattern of light with wavelength λ consists of concentric rings, which are analogous to the bands which we obtained for the single slits. The pattern for this intensity distribution can be calculated in the same way as for the single slit (see Appendix), but because the aperture here is circular, it is more convenient to use cylindrical coordinates ( z, ρ, φ ). The superposition principle requires us to integrate over a disk, and the result is a Bessel function. The condition for observing a minimum of intensity is found from the zeroes of the Bessel function, 0 = J 1 ( πkm ), and the minima are at angles θ such that

sin θ = km

λ a

Table 7. m km 1 1. 2 2. 3 3. 4 4. 5 5. 6 6. 7 7. 8 8. 9 9.

The first several proportionality constants, km , are displayed in Table 7.1. These are slightly larger than the corresponding integers.

The disk provided with the apparatus has circular openings of two different diameters. Put the apertures in the laser beam one at a time and observe how the diameter of the dark rings depends on the aperture diameter. Record your observations in your Data and choose the configuration which gives the best diffraction pattern for detailed study. Having the aperture perpendicular to the beam and in the center of the beam gives the best results. Having the screen perpendicular to the beam will avoid stretching the circles in the projection into ellipses.

Calculate the diameter of the aperture. To make this measurement accurately, make the distance between the object and the screen large; you may choose to use the wall as your screen. First, measure the distance x between the view screen and the circular aperture. Without disturbing this distance, carefully mark the diameters of at least 5-6 dark rings in the pattern. A circular ring scale is provided for those who wish to use a phone camera; align the bright central spot on the scale’s black center and take a photograph. The ring diameters can then be read from the photograph; do not use a ruler because the photograph changes the scale. Alternately, white paper can be marked on opposite sides of

the dark rings and the ruler can be used to find the diameters between the dots. Please do not mark on the scales. The angle in Equation (7.3) is between the optical axis (center of the central spot) and the dark ring. A little geometry and trigonometry should reveal that

sin θm ≈ tan θ =

Rm x

(2 Rm ) 2 x

as shown in Figure 7.6. If the dark circle is irregular, use a typical value instead of the largest or smallest radius and consider its shape when estimating δRm. If you cannot get a good pattern, mark the slit set’s position with one of the elevator blocks and ask your TA for assistance; your aperture might need cleaned. Don’t forget to include your units and uncertainties.

Option 1: Statistics of Aperture Diameter

Measure the diameters of at least 5 dark rings and use each with the respective km from Table 7.1 to compute a measurement for the aperture diameter. Plot the aperture diameters on the y -axis and decide whether all predictions are equal or whether there is a dependence on m. Compute the statistics and report the diameter, a = ¯ a ± s ¯ a.

Option 2: Measure the km

The roundoff error in k 1 is limited to ± 0_._ 0005 and you have estimated uncertainties for x and R 1. The uncertainty in our wavelength is much smaller than these so estimate the error in aperture diameter using

a

1_._ 22 λx R 1

and δa = a

√√ √√(^ δR 1 R 1

) 2

) 2

. (7.5)

Measure the value of the constant km in front of the ratio λa in Equation (7.3) for the second order minimum, m = 2, and the third order minimum, m = 3. Do this by using as aperture diameter a the value previously obtained above and by measuring sin θ corresponding to the second minimum and then the third minimum,

km

aRm λx

and δkm = km

√√ √√ ( δa a

) 2

( δRm Rm

) 2 .

In measuring the constant km you are determining the zeroes of “the first Bessel function of the first kind.” Bessel functions come in two kinds, Jm and Km , and they solve math problems with cylindrical symmetry.

Historical Aside

In 1818 Augustin-Jean Fresnel entered a competition sponsored by the French Academy to try to clear up some outstanding questions about light. His paper was on a wave theory of light in which he showed that the refraction and reflection of light and all of their characteristics could be explained if we only allowed light to be treated as a wave. His theory even explained the results of Young’s double-slit experiment. This was about 30 years after Sir Isaac Newton presented a corpuscle theory of light in which light particles moved from a source to a destination but could be bent by material surfaces.

Everyone knows to hide behind a rock or a tree if someone is throwing stones or shooting bullets at him since the projectiles will either be stopped by the obstacle or pass harmlessly by. One is not so safe from waves in a swimming pool, however, because waves will bend around obstacles having the size of their wavelengths or smaller.

Historical Aside

Many scientists at the meeting were having problems with Fresnel’s paper because everyone can see that objects cast shadows. Simeon Denis Poisson, one of the judges, was particularly disturbed by Fresnel’s paper and he used wave theory to show that if light is to be described as a wave phenomenon, then a bright spot would be visible at the center of the shadow of a circular opaque obstacle, a result which he felt proved the absurdity of the wave theory of light.

This surprising prediction, fashioned by Poisson as the death blow to wave theory, was almost immediately verified experimentally by Dominique Arago, another member of the judges committee. The spot actually exists! The spot is still called the Poisson spot (more recently “Poisson-Arago spot” has come into fashion) despite Argo’s having discovered it. I guess this just goes to show that some of our mistakes will never be lived down...

Historical Aside

Fresnel won the competition, but it would require James Clerk Maxwell (sixty years later) to locate the medium in which the waves of light propagate.

In less than 60 seconds you can now settle a controversy that has preoccupied the minds of the brightest philosophers and scientists for centuries. Is light described as a stream of particles or as a wave phenomenon? In other words, does the Poisson spot exist?

Observe the Poisson Spot

Use the concave (diverging) lens included with the apparatus to expand the beam slightly. Place the circular obstacle in the beam, (see Figure 7.7), and observe on the screen, at the center of the shadow generated by this obstacle, a bright spot – the Poisson spot! By varying the obstacle’s position between the lens and screen, you can optimize the intensity of the Poisson spot sort of like focusing the Fresnel zone plate.

Record your observations in your Data. Can you explain the Poisson spot as constructive interference from the thin ring of light wave-fronts that just barely miss the sphere? What must be true for all of this light to interfere constructively at the location of the spot?

Checkpoint

What is the Poisson spot? What does the existence of the Poisson spot demonstrate?

7.2.4 A 21 st^ Century View of Light

The distinction between wave and particle relies on two types of experiments. Observation of interference phenomena demonstrates the presence of waves. Experiments which show discrete as opposed to continuous changes such as the photoelectric effect demonstrate particle phenomena (each photon of light knocks one electron off an atom, molecular bond, or metal surface). Light is a wave (we observe interference) and light is also a particle called the photon (we observe emission, scattering, and absorption of single photons). These two descriptions of light are not mutually exclusive. It seems that light propagates and occupies space like a wave but interacts with electric charge like a particle. The location where the photon interacts with electric charge cannot be known but its probable location is proportional to the wave’s intensity. The electromagnetic field propagates as a wave and its square is the intensity. This is called the “wave - particle duality.” The strangest part, perhaps, is that atomic-scale particles also exhibit the wave - particle duality.

Checkpoint

What is our present view of light? Is light a wave in some medium or a stream of particles?

7.3 Analysis

We have measured a slit width and the slit manufacturer measured the width of the same slit. The same is true for one aperture diameter. Use the strategy in Section 2.9.1 to determine

7.5 APPENDIX:

Intensity Distribution from a Single Slit

The calculation of the intensity distribution of diffraction phenomena is based upon the su- perposition principle and Huygen’s principle. Light is a wave and if we choose to characterize it by the magnitude of its electric field vector, E , then it can be represented as,

E = E 0 sin( ωtkx ). (7.6)

a y

P

Figure 7.8: A schematic illustration of a plane wave incident upon a single slit and the angular coordinate used to locate points of observation.

If two waves with responses E 1 and E 2 reach the same point P at the same time, then the superposition principle gives the total displacement of E as

E 0 = E 1 + E 2_._ (7.7)

This total displacement depends upon the relative phase ϕ between the two waves. Looking at Figure 7.8, try to imagine what happens when E 2 shifts with respect to E 1 (this shift is given by the phase ϕ = − kx ). By lining up peaks with peaks and valleys with valleys, one gets a maximum displace- ment of the wave medium, E 0 in this case. In the opposite case, when one lines up peaks with valleys, the response, E 0 , becomes zero. The light intensity, I , is related to the amplitude, E 0 , by the important relation

I =

ε 0 c 2

| E 0 |^2. (7.8)

Note that amplitudes must be summed first before the square is taken for the intensity,

| E 0 |^2 = | E 1 + E 2 |^2_._

Figure 7.8 shows the quantities used to calculate the diffraction from a single slit of width a. Each point in the slit along the y -direction will generate its own wavelet (Huygen’s principle) and each of these wavelets will have the same wavelength, λ , as the incident plane wave. A wavelet generated at point y and reaching point P will disturb the electric field at P by the amount

E y ( t ) =

E 0

a

sin( ωt + ϕ ( y ))

with ω = (^2) = 2 πf. The phase ϕ ( y ) can be determined from the path difference

ϕ ( y ) = k ∆ =

2 πy λ

sin θ (7.9)

so that the electric field response at P due to the wavelet emanating from y in the slit is

E y ( t ) =

E 0

a

sin

( ωt +

2 πy λ

sin θ

)

. (7.10)

The superposition principle determines the total amplitude at P to be the sum of the contributions from every point in the slit. This is obtained by integrating,

E ( t ) =

∫ (^) a/ 2

a/ 2

E y ( t ) d y =

∫ (^) a/ 2

a/ 2

E 0

a

sin

( ωt +

2 πy λ

sin θ

) d y =

E 0

2 α

∫ (^) α

α

sin( ωt + ϕ ) d ϕ

E 0

2 α

(cos( ωt + α ) − cos( ωtα )) = E 0

( (^) sin α

α

) sin ωt. (7.11)

-10 -8 -6 -4 -2 0 2 4 6 8 10

-0.

-0.

y (cm)

Figure 7.9: The amplitude of the electric field’s oscillations at each position on the viewscreen. The negative ‘amplitudes’ reflect a half-period phase shift, but the intensity is the same in this case as for positive amplitudes.

We used Equation (7.9) to change inte- gration variables from y to ϕ and Equa- tion (7.1) to simplify to α. Figure 7.9 shows how this function varies with position on a view screen. We are interested in the light intensity; note that the amplitude of Equation (7.11) is E P = E 0

( sin α α

) , and the intensity at P is

I ( θ ) I (0)

ε 0 c 2 E

2 P ε 0 c 2 E

2 0

( (^) sin α

α

) 2 , (7.12)

where I (0) is the intensity on the optical axis, α = πaλ sin θ , a is the slit width, λ is the wavelength, and θ is the direction to P from the slide. I (0) is always the maximum intensity of the diffraction pattern. Equa- tion (7.12) will have a value of zero each time that sin^2 α = 0 unless α = 0 also. This occurs when α = ± for integer m 6 = 0 and yields Equation (7.2) for predicting the directions to points with minimum light intensity from a single slit. The shape of the distribution given by Equation (7.12) is shown in Figure 7.2.

We might note as one final characteristic of diffraction that the intensity maxima are not midway between the intensity zeroes as we might naively expect. The division by α shifts the maxima toward the optical axis. Toward the optical axis corresponds to division by smaller a and a larger intensity. Since dividing zero by a still yields zero, the zeroes are not shifted.

will use β = πdλ sin θ to simplify from d to β in the same fashion.

E ( t ) =

E 0

a

[∫ − d − 2 ad + 2 a

sin ( ωt + ϕ ( y )) d y +

d + a 2 d − 2 a^ sin ( ωt^ +^ ϕ ( y )) d y

]

E 0

2 α

[∫ (^) −( βα )

−( β + α )

sin ( ωt + ϕ ) d ϕ +

∫ (^) ( β + α )

( βα )

sin ( ωt + ϕ ) d ϕ

]

E 0

2 α

[ − cos ( ωt + ϕ )

]−( βα )

−( β + α )

E 0

2 α

[ − cos ( ωt + ϕ )

]( β + α )

( βα )

E 0

2 α

[ cos ( ωt − ( β + α )) − cos ( ωt − ( βα ))

  • cos ( ωt + ( βα )) − cos ( ωt + ( β + α ))

]

E 0

2 α

[ cos ( ωtαβ ) + cos ( ωtα + β )

− cos ( ωt + αβ )) − cos ( ωt + α + β )

]

E 0

2 α

[ 2 cos ( ωtα ) cos β − 2 cos ( ωt + α ) cos β

]

E 0

α

[ cos ( ωtα ) − cos ( ωt + α )

] cos β

= 2 E 0

sin α α

cos β sin( ωt ) (7.14)

We have used two trigonometric identities

cos( AB ) + cos( A + B ) = 2 cos A cos B cos( AB ) − cos( A + B ) = 2 sin A sin B

the first was used once with A = ωt + α and B = β and once with A = ωtα and B = β. The second was used in the last step before a re-arrangement of multiplicands. To extend this development to N slits, we would find it convenient to utilize the complex exponential representation sin θ = e

i θ (^) − e−i θ 2i. An alternate and less rigorous approach is to consider the net amplitude at P after single- slit diffraction from each slit individually to be the emission from each slit. Each of these two waves then travels its individual distance to the screen and they interfere at P. When a plane wave is incident on two (or more) identical slits, the amplitude of the electric field response at P for each slit is given by Equation (7.11). Figure 7.10 shows the quantities used to calculate the double slit diffraction intensity distribution. Since the slit widths a are equal, we expect the intensity of the waves from them arriving at P to have equal amplitudes,

E 1 = E 2 = E 0

( sin α α

)

. (7.15)

If we measure the distances between the slits and P from the midpoint between the slits, we

can determine the relative phases for the two waves

ϕ 1 = k

( −

) = −

2 π λ

d sin θ = −

πd λ

sin θ. (7.16)

If we let

β =

πd λ

sin θ, then ϕ 1 = − β and similarly ϕ 2 = β. (7.17)

The total electric field from the slits, then, is

E ( t ) = E 1 ( t ) + E 2 ( t ) = E 0

( sin α α

) [sin( ωtβ ) + sin( ωt + β )]

= 2 E 0

( (^) sin α

α

) cos β sin( ωt ) (7.18)

where we have used sin A + sin B = 2 cos A − 2 B sin A + 2 B. The intensity distribution is found to be I ( θ ) I (0)

( (^) sin α

α

) 2 cos^2 β, (7.19)

where we note that the electric field amplitude for two slits on the optical axis is twice as large as for one slit. We might note that the diffraction from two slits is the same as for one slit, as a comparison of Equation (7.11) with Equation (7.19) easily shows. The interference between the two slits yields fringes described by cos^2 β and the diffraction merely modulates the fringes’ peak brightness values. Examination of the definitions of β (Equation (7.19)) and α (Equation (7.1)) allows us to note that β must change faster with θ than α ; after all, the slit widths cannot exceed the separation; a = d means one big slit twice as wide instead of two discrete slits.

Checkpoint

The distribution of light from two slits is represented by the product

( sin α α

) 2 (cos β )^2. Which one of these two terms is called the diffraction term and which one is the interference term? Which term is responsible for the interference fringes?

General Information

This product of interference between two point sources and diffraction of one extended source is one example of a more general strategy. When linear superposition applies, the response of several identical extended sources can be determined by dividing the problem into two simpler problems: solve one extended source, solve point sources at each of their centers, and multiply the two solutions. This process is called the convolution of the two solutions.