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Understanding Direct and Circumstantial Evidence in New York Law, Lecture notes of Law

The differences between direct and circumstantial evidence in the context of new york law. Direct evidence is based on a witness's personal knowledge of a fact acquired through their senses, while circumstantial evidence is indirect and allows for the inference of a fact. Examples of both types of evidence and their significance in proving guilt or liability in criminal and civil cases. It also discusses the distinction between direct and circumstantial evidence in terms of weight and importance, and the role of a jury in determining the applicable burden of proof.

What you will learn

  • What role does a jury play in determining the burden of proof for direct and circumstantial evidence?
  • What is the difference between direct and circumstantial evidence in New York law?
  • How does direct evidence prove guilt or liability in a criminal or civil case?

Typology: Lecture notes

2021/2022

Uploaded on 09/12/2022

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4.02 Direct and Circumstantial Evidence Defined
(1) Direct evidence is evidence of a fact based on a
witness’s personal knowledge of that fact acquired by
means of the witness’s senses. Direct evidence may
prove guilt of a charged offense or liability for a civil
wrong if, standing alone, that evidence satisfies a jury
that guilt of the offense has been proved beyond a
reasonable doubt or that liability for a civil wrong has
been proven by a preponderance of the evidence or
other applicable burden of proof.
(2) Circumstantial evidence is direct evidence of a fact
from which a person may reasonably infer the
existence or nonexistence of another fact.
Circumstantial evidence may prove guilt of a charged
offense or liability for a civil wrong, if that evidence,
while not directly establishing guilt of the offense or
liability for a civil wrong, gives rise to an inference of
guilt beyond a reasonable doubt or of liability for the
civil wrong by a preponderance of the evidence or
other applicable burden of proof.
(3) The law draws no distinction between
circumstantial evidence and direct evidence in terms of
weight or importance. Either type of evidence or a
combination of both may be enough to meet the
applicable burden of proof, depending on the facts of
the case as determined by the finder of fact.
(4) In a criminal proceeding, a defendant’s confession
of guilt constitutes direct evidence. A defendant’s
admission, not amounting to a confession because it
does not directly acknowledge guilt but includes
inculpatory statements from which a jury may infer
guilt, is circumstantial evidence.
Note
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4.02 Direct and Circumstantial Evidence Defined

(1) Direct evidence is evidence of a fact based on a

witness’s personal knowledge of that fact acquired by

means of the witness’s senses. Direct evidence may

prove guilt of a charged offense or liability for a civil

wrong if, standing alone, that evidence satisfies a jury

that guilt of the offense has been proved beyond a

reasonable doubt or that liability for a civil wrong has

been proven by a preponderance of the evidence or

other applicable burden of proof.

(2) Circumstantial evidence is direct evidence of a fact

from which a person may reasonably infer the

existence or nonexistence of another fact.

Circumstantial evidence may prove guilt of a charged

offense or liability for a civil wrong, if that evidence,

while not directly establishing guilt of the offense or

liability for a civil wrong, gives rise to an inference of

guilt beyond a reasonable doubt or of liability for the

civil wrong by a preponderance of the evidence or

other applicable burden of proof.

(3) The law draws no distinction between

circumstantial evidence and direct evidence in terms of

weight or importance. Either type of evidence or a

combination of both may be enough to meet the

applicable burden of proof, depending on the facts of

the case as determined by the finder of fact.

(4) In a criminal proceeding, a defendant’s confession

of guilt constitutes direct evidence. A defendant’s

admission, not amounting to a confession because it

does not directly acknowledge guilt but includes

inculpatory statements from which a jury may infer

guilt, is circumstantial evidence.

Note

Subdivisions (1) and (2) are derived from CJI2d(NY) Evidence— Circumstantial Evidence and PJI 1:70 (General Instruction—Circumstantial Evidence). Those definitions summarize the law of New York, beginning with People v Bretagna (298 NY 323, 325-326 [1949]):

“Evidence is direct and positive when the very facts in dispute are communicated by those who have the actual knowledge of them by means of their senses. * * * Circumstantial evidence... never proves directly the fact in question. In other words, direct... evidence, as the term is commonly used, means statements by witnesses, directly probative of one or more of the principal... facts of the case, while circumstantial evidence puts before the tribunal facts which, alone or with others, are in some degree but indirectly, probative of one or more of those principal... facts, and from which one or more of those principal facts may properly be inferred” ( id. [internal quotation marks omitted]; see People v Hardy , 26 NY3d 245, 251 [2015] [“This Court has described circumstantial evidence as evidence that never proves directly the fact in question. ( People v Bretagna , 298 NY 323, 325 [1949]). By contrast... direct evidence... requires no inference to establish (a particular fact)” (internal quotation marks and citations omitted)]; Schneider v Kings Hwy. Hosp. Ctr ., 67 NY2d 743, 744 [1986] [“To establish a prima facie case of negligence based wholly on circumstantial evidence, ‘(i)t is enough that (plaintiff) shows facts and conditions from which the negligence of the defendant and the causation of the accident by that negligence may be reasonably inferred.’ The law does not require that plaintiff’s proof ‘positively exclude every other possible cause’ of the accident but defendant’s negligence. Rather, her proof must render those other causes sufficiently ‘remote’ or ‘technical’ to enable the jury to reach its verdict based not upon speculation, but upon the logical inferences to be drawn from the evidence” (citations omitted)]; Markel v Spencer , 5 AD2d 400 [4th Dept 1958], affd without op 5 NY2d 958 [1959]).

In Hardy , the defendant was charged with larceny of a purse. A surveillance video inside a club showed the defendant positioning himself between the complainant and her purse; putting the purse underneath him; and, when the complainant left, “rifling through its contents” and walking away with the purse in hand (26 NY3d at 248). The surveillance video therefore was direct evidence, proving the actus reus, that is, the “taking” element, of larceny. That the “defendant offered the jury an alternative explanation of his behavior, one that was inconsistent with [the element of] larcenous intent, does not change the character of the evidence from direct to circumstantial” ( id. at 251). As Hardy explained, “a particular piece of evidence is not required to be wholly dispositive of guilt in order to constitute direct evidence, so long as it proves directly a disputed fact without requiring an inference to be made. In other words, even if a particular item of evidence does not

Subdivision (4) is derived from People v Bretagna (298 NY 323, 326 [1949] [“a confession of guilt by a defendant in a criminal cause... is not circumstantial evidence” but an admission “not amounting to a confession because not directly acknowledging guilt, but including inculpatory acts from which a jury may or may not infer guilt, is circumstantial, not direct evidence”]) and People v Hardy (26 NY3d 245, 249-250 [2015]):

“[The defendant’s] statement to the prosecution witness that he did not have the purse but could get it was not direct evidence of his guilt. A defendant’s statement is direct evidence only if it constitutes a relevant admission of guilt....

“By contrast, where the defendant makes an admission that merely includ[es] inculpatory acts from which a jury may or may not infer guilt, the statement is circumstantial and not direct evidence....

“Here, defendant’s statement—that he did not have the purse but could get it—was not a direct admission of his guilt of larceny. Rather, defendant’s statement was also consistent with an inference that although he did not steal the purse, he knew where the purse was located and thought he could obtain it. Inasmuch as his statement merely included inculpatory facts from which the jury may or may not have inferred guilt, his statement was circumstantial rather than direct evidence” (internal quotation marks and citations omitted).